0001 1 JUDICIAL MERIT SELECTION 2 COMMITTEE 3 4 EVALUATION OF CANDIDATES 5 BY COMMITTEE MEMBERS 6 7 PUBLIC HEARINGS ON JUDICIAL QUALIFICATIONS 8 Volume 1 9 10 MONDAY, NOVEMBER 2, 2009 11 ROOM 209, GRESSETTE BUILDING 12 COLUMBIA, SOUTH CAROLINA 13 14 COMMENCING AT 9:23 A.M. 15 16 17 REPORTED BY: SHERI L. BYERS, REGISTERED PROFESSIONAL REPORTER 18 19 20 - - - - - - - - - - - - - - - - - - - - - - - - - - - - COMPUSCRIPTS, INC. 21 A Full-Service Court Reporting Agency Post Office Box 7172 22 Columbia, South Carolina 29202 803-988-0086 23 1-888-988-0086 24 www.compuscriptsinc.com 25 0002 1 MEMBERS IN ATTENDANCE: 2 SENATOR GLENN F. MCCONNELL, CHAIRMAN 3 REPRESENTATIVE F.G. DELLENEY, JR., VICE CHAIRMAN 4 PROFESSOR JOHN P. FREEMAN 5 JOHN DAVIS HARRELL 6 SENATOR JOHN M. "JAKE" KNOTTS, JR. 7 AMY JOHNSON MCLESTER 8 REPRESENTATIVE ALAN D. CLEMMONS 9 REPRESENTATIVE DAVID J. MACK, III 10 H. DONALD SELLERS 11 SENATOR FLOYD NICHOLSON 12 13 COUNSEL PRESENT: 14 JANE O. SHULER, CHIEF COUNSEL 15 PATRICK G. DENNIS 16 BONNIE B. GOLDSMITH 17 ANDREW T. FIFFICK, IV 18 J.J. GENTRY 19 E. KATHERINE WELLS 20 NANCY COOMBS 21 HEATHER ANDERSON 22 PAULA BENSON 23 JOEL DEASON 24 RICK FULMER 25 (INDEX AT REAR OF TRANSCRIPT) 0003 1 SEN. MCCONNELL: All right. We'll go on the 2 record. At this particular time we'll call the meeting 3 to order. 4 The Judicial Merit Selection Commission is 5 called pursuant to Chapter 19 of Title 2, South 6 Carolina Code of Laws, requiring the review of 7 candidates for judicial office. Function of the 8 commission is not to choose between candidates but 9 rather declare whether or not the candidates who offer 10 for positions on the bench, in our judgment, are 11 qualified to fill the positions they seek. 12 The inquiry we undertake is a thorough one, 13 centered around the commission's nine evaluative 14 criteria and involves a complete personal and 15 professional background check on every candidate. 16 These public hearings are convened for the 17 purpose of screening candidates for the following 18 positions: One vacancy on the Supreme Court; one 19 vacancy on the Court of Appeals; 12 vacancies on the 20 Circuit Court; 22 vacancies on the Family Court; two 21 vacancies on the Administrative Law Court; six 22 vacancies on the Equity Court; and 10 retired judges. 23 For today, we will screen one vacancy on the 24 Supreme Court, one vacancy on the Court of Appeals and 25 two vacancies on the Circuit Court. 0004 1 And before I go any further, we do have a new 2 member of the commission here with us today. And we 3 welcome Senator Nicholson and tell him, as you can see, 4 there's not much reading or background material you 5 need. But we're delighted to have you, and you'll be a 6 great addition to this commission. And we thank you 7 for your service. 8 SEN. NICHOLSON: Thank you. 9 SEN. MCCONNELL: Before the end of the week, 10 you may not be thanking me. We'll see how you feel. 11 Anyway, the staff informs me that we need to 12 go in executive session and take up a few matters that 13 the counsel has for us before we begin the public 14 hearings. 15 Do I hear a motion to that effect? 16 MR. SELLERS: So moved. 17 REP. MACK: So moved. 18 SEN. MCCONNELL: Moved by Representative Mack 19 and Senator for the people that we go into the 20 executive session. 21 Is there an objection? If not, let the 22 record show that everyone in attendance here voted for 23 it. 24 I have a proxy for Professor Freeman. And I 25 would cast that, also. That being the case, the veil 0005 1 will be placed on the meeting. And, please, Sergeant, 2 clear the chambers. 3 (The members went into executive session.) 4 * * * * * 5 (The members came out of executive session.) 6 SEN. MCCONNELL: All right. We're back in 7 open session, and we have a couple of housekeeping 8 matters that need to be taken up. First, why don't we 9 start with the reports, and let's get those out of the 10 way. 11 MS. SHULER: I would like to offer and have 12 made exhibits to the record the following: The 13 Citizens Committee reports for the fall 2009 from the 14 Lowcountry Citizens Committee, Midlands Citizens 15 Committee, the Pee Dee Citizens Committee, the Piedmont 16 Citizens Committee and the Upstate Citizens Committee. 17 SEN. MCCONNELL: Are there any objections? 18 Hearing none, I ask at this time the 19 Lowcountry Citizens Committee, the Midland Citizens 20 Committee, the Pee Dee Citizens Committee, the Piedmont 21 Citizens Committee, and the Upstate Citizens 22 Committee -- citizens committee reports for the fall 23 2009 be marked as exhibits and entered into the public 24 record. 25 (EXHIBIT 1, Citizens Committee Report for 0006 1 Supreme Court, was marked for identification and 2 entered into the record.) 3 (EXHIBIT 2, Citizens Committee Report for 4 At-Large Court, was marked for identification and 5 entered into the record.) 6 (EXHIBIT 3, Citizens Committee Report for 7 Circuit Court, was marked for identification and 8 entered into the record.) 9 (EXHIBIT 4, Citizens Committee Report for 10 Master in Equity, was marked for identification and 11 entered into the record.) 12 (EXHIBIT 5, Citizens Committee Report for 13 Court of Appeals, was marked for identification and 14 entered into the record.) 15 SEN. MCCONNELL: All right. The next thing. 16 We have two other matters you need to take up. Why 17 don't you tell us about those real quick. 18 MS. SHULER: Mr. Chairman and Members of the 19 Commission, we have two complaints which were filed 20 against incumbent family court judges. One Charlamaine 21 Ward filed against Judge Judy Bridges McMahon, and the 22 other, Ms. Cheryl Birch filed against Judge Dorothy 23 Mobley Jones. Both were filed after the October 19th, 24 2009, deadline at noon. 25 And it is my understanding that it is the 0007 1 decision of the commission that good cause was not 2 shown for hearing from the complainants past the 3 October 19th, 2009, noon deadline. 4 SEN. MCCONNELL: All right. Give me the name 5 of the first complainant. 6 MS. SHULER: The first complainant 7 Charlamaine Julie Ward. 8 SEN. MCCONNELL: All right. For the record, 9 all of you have been briefed on the complaint, had an 10 opportunity to review it. We have taken no action in 11 executive session. We are now open to public session, 12 and this commission must decide, does the rule hold or 13 has good cause been shown to lift the rule? What is 14 wish of the committee? 15 Representative. 16 REP. DELLENEY: Mr. Chairman, I move that we 17 do not hear that complaint. The rule is the rule. It 18 wasn't timely filed, and good cause was not shown where 19 we could waive the rule. And so I would move that we 20 dismiss the complaint and not hear it. 21 SEN. MCCONNELL: All right. It's been moved. 22 Do I hear a second? 23 MR. SELLERS: Second. 24 MR. HARRELL: Second. 25 SEN. MCCONNELL: Moved and seconded. The 0008 1 floor is open for discussion. Is there any discussion? 2 There being none, we will go into a vote. 3 All in favor of the adhering to the rule, in 4 other words, that good cause has not been shown to lift 5 the rule, please signify by raising your right hand. 6 (Members respond.) 7 SEN. MCCONNELL: Thank you. That will also 8 include Professor Freeman's proxy. 9 Let it show, then, that it is the unanimous 10 vote of the commission not to waive the rule. 11 Go to the second complaint. 12 MS. SHULER: The second complaint was filed 13 against Cheryl A. Birch after the October 19th noon 14 deadline against family court judge Dorothy Mobley 15 Jones for the Fifth Judicial Circuit. 16 SEN. KNOTTS: Mr. Chairman. 17 SEN. MCCONNELL: Senator from Lexington. 18 SEN. KNOTTS: Please let the record reflect 19 that I recuse myself in this matter. 20 SEN. MCCONNELL: The record will so reflect. 21 You have not participated. 22 With that, Representative Delleney. 23 REP. DELLENEY: Mr. Chairman, I would move 24 not to lift or waive the rule on this complaint either. 25 It was not timely filed and no -- good cause has not 0009 1 been shown in order to allow us to hear that complaint. 2 SEN. MCCONNELL: Do I hear a second? 3 MR. SELLERS: Second. 4 REP. MACK: Second. 5 SEN. MCCONNELL: Moved and seconded. 6 Floor is open for discussion. Is there any 7 discussion? 8 If not, we'll go into a vote. 9 All in favor, which means that we are not 10 waiving the rule and that good cause has not been 11 shown, please raise your right hand. 12 (Members respond.) 13 SEN. MCCONNELL: Thank you. Let the record 14 show that Senator from Lexington abstained from the 15 vote. 16 Opposed? 17 The proxies, Professor Freeman votes with the 18 rest of us. 19 Let it show the full commission, with the 20 exception of Senator Knotts, who has recused himself, 21 has voted there is not good cause shown to waive the 22 rule. 23 I would ask staff to so inform the candidates 24 so that they will know. 25 MS. SHULER: All right. 0010 1 SEN. MCCONNELL: Is there any other matter 2 that needs to come before the commission prior to us 3 starting down a busy schedule? 4 MS. SHULER: No, sir. 5 SEN. MCCONNELL: Without objection, then, 6 we'll get started. The first one would be the 7 Honorable Donald W. Beatty for the Supreme Court seat 8 number five. We'll get him to come forward. 9 (The Honorable Donald W. Beatty enters the 10 room.) 11 JUDGE BEATTY: Good morning. 12 SEN. MCCONNELL: Good morning, Judge. How 13 are you, sir? 14 JUDGE BEATTY: I am well. Thank you very 15 much. 16 SEN. MCCONNELL: All right. If you would be 17 so kind as to raise your right hand. 18 Do you swear to tell the truth, the whole 19 truth and nothing but the truth, so help you God? 20 JUDGE BEATTY: I do. 21 SEN. MCCONNELL: Thank you. 22 The Judicial Merit Selection Commission has 23 thoroughly investigated your qualifications for the 24 bench. Our inquiry has focused on our nine evaluative 25 criteria and has included a survey of the bench and the 0011 1 bar, a thorough study of your application materials, 2 verification of your compliance with state ethics laws, 3 a search of newspaper articles in which your name 4 appears, a study of previous screenings, and a check 5 for economic conflicts of interest. 6 We have received no affidavits filed in 7 opposition to your election. No witnesses are present 8 to testify. 9 I would ask if you have any brief opening 10 statements you would like to make. It is purely 11 optional. And then I'll just turn you over to counsel 12 who will have a few questions for you, and we'll be 13 finished. 14 JUDGE BEATTY: I have a brief statement, 15 Senator. That is, I appreciate you all giving me the 16 opportunity to appear before you and the opportunity to 17 have served for the last couple of years on the Supreme 18 Court. 19 Thank you. 20 SEN. MCCONNELL: Thank you. 21 Counsel. 22 MR. WRIGHT: Good morning, Justice Beatty. 23 JUDGE BEATTY: Good morning. 24 MR. WRIGHT: Mr. Chairman and Members of the 25 Commission, I have a few procedural matters to take 0012 1 care of. 2 Justice Beatty, you have before you the 3 personal data questionnaire you submitted as part of 4 the application. Are there any additional amendments 5 that you would like to make at this time to your PDQ? 6 JUDGE BEATTY: No, sir. I don't think so. 7 MR. WRIGHT: Mr. Chairman, I would ask that 8 Justice Beatty's personal data questionnaire be entered 9 as an exhibit into the hearing record. 10 SEN. MCCONNELL: Is there any objection? 11 There being none, so ordered. 12 (EXHIBIT 6, Personal Data Questionnaire of 13 The Honorable Donald W. Beatty, admitted.) 14 MR. WRIGHT: Justice Beatty, you also have 15 before you the sworn statement you provided with 16 detailed answers to over 30 questions regarding 17 judicial conduct, statutory qualifications, office 18 administration and temperament. 19 Do you have any amendments to that sworn 20 statement at this time? 21 JUDGE BEATTY: No, I do not. 22 MR. WRIGHT: At this time, Mr. Chairman, I 23 would ask that Justice Beatty's sworn statement be 24 entered as an exhibit into the hearing record. 25 SEN. MCCONNELL: Is there any objection? 0013 1 Being none, so ordered. 2 (EXHIBIT 7, Sworn Statement of The Honorable 3 Donald W. Beatty, admitted.) 4 MR. WRIGHT: One final procedural matter, I 5 note for the record that based on the testimony 6 contained in the candidate's PDQ, which has been 7 included in the record with the candidate's consent, 8 Justice Beatty meets the statutory requirements for 9 this position regarding age, residence and years of 10 practice. 11 BY MR. WRIGHT: 12 Q. Justice Beatty, why do you want to continue 13 serving as a Supreme Court Justice? 14 A. Quite frankly, I've enjoyed my service on the 15 court. And after having been there for the past two 16 years and meeting and knowing the people there and 17 finding out a little bit more about their backgrounds, 18 I'm confident that our backgrounds are quite different. 19 And I do believe that the court benefits from someone 20 with my background, whether that person be black, 21 white, polka dot or green, because my background is 22 quite different from the remaining justices on that 23 court. All of them come from very similar backgrounds, 24 and I think we all have a different thing that we might 25 offer. And I think I have something different to offer 0014 1 the court. 2 Q. Justice Beatty, can you tell the commission 3 what you've enjoyed about your service on the Supreme 4 Court? 5 A. Well, the realization that these things are 6 not necessarily outcome oriented. That real serious 7 thought goes into each and every decision that's 8 rendered by that court. 9 I've enjoyed it academically. I've enjoyed 10 the comradery. I've enjoyed the idea of sitting around 11 and discussing the law with the remaining members of 12 the court. I enjoy it. It is work that I appreciate. 13 I've grown to love it, to be quite frank with you, and 14 I intend to continue to do it with this body's 15 permission. 16 Q. Justice Beatty, when you leave the bench, 17 what would you like your legacy to be as a justice on 18 the Supreme Court? 19 A. That I was fair, number one; diligent in my 20 work, number two; and every situation that I have 21 rendered, I gave due diligence to, a lot of thought to, 22 and one that I can sleep at night after having made. 23 Q. Thank you, Justice Beatty. 24 I have a few housekeeping issues. Have you 25 sought or received a pledge of any legislator prior to 0015 1 this date? 2 A. No, I have not. 3 Q. Have you sought or have you been offered a 4 conditional pledge of any support of any legislator 5 pending the outcome of your screening? 6 A. No, I have not. 7 Q. Have you asked any third parties to contact 8 members of the General Assembly on your behalf? 9 A. No, I have not. 10 Q. Have you contacted any members of the 11 commission? 12 A. No, I have not. 13 Q. Do you understand that you are prohibited 14 from seeking a pledge or commitment until 48 hours 15 after the formal release of the commission's report? 16 A. Yes, I do. 17 Q. Have you reviewed the commission's guidelines 18 on pledging? 19 A. I have. 20 Q. As a follow up, are you aware of the 21 penalties for violating the pledging rules, that is, it 22 is a misdemeanor, and upon conviction a violator must 23 be fined not more than $1,000 or imprisoned not more 24 than 90 days? 25 A. I do. 0016 1 MR. WRIGHT: I would note that the Upstate 2 Citizens Committee found Justice Beatty well qualified 3 for each of the nine evaluative criteria, 4 constitutional qualifications, ethical fitness, 5 professional and academic ability, character, 6 reputation, physical health, mental stability, 7 experience and judicial temperament. 8 I would just note for the record that any 9 concerns raised during the investigation regarding the 10 candidate were incorporated into the questioning of the 11 candidate today. 12 Mr. Chairman, I have no further questions. 13 SEN. MCCONNELL: Thank you, sir. 14 Any member of the commission have a question? 15 If not, Justice Beatty, I do want to thank 16 you for working with our staff. This concludes this 17 portion of our screening process. As you know, the 18 record will remain open until the report is published, 19 and you may be called back at such time if the need 20 arises. 21 Remind you of the 48-Hour Rule, and ask that 22 you be mindful of that. And anyone that inquires with 23 you about whether they may or may not advocate for you 24 in the event that you are screened out, as you've 25 described it, remind them of the 48-Hour Rule. 0017 1 We want to thank you for offering. We want 2 to thank you for your past service of the people of 3 South Carolina. 4 JUDGE BEATTY: Mr. Chairman, members of the 5 committee, thank you very much for your time and effort 6 that you have given me, and the opportunity you've 7 given me to come before you. I really do truly 8 appreciate it. Have a good day. 9 SEN. MCCONNELL: Thank you. 10 (The Honorable Donald W. Beatty exits the 11 room.) 12 (Off the record.) 13 (The Honorable John Cannon Few present in the 14 room.) 15 SEN. MCCONNELL: Good morning, sir. 16 JUDGE FEW: Good morning. 17 SEN. MCCONNELL: Please raise your right 18 hand. 19 Do you swear to tell the truth, the whole 20 truth and nothing but the truth, so help you God? 21 JUDGE FEW: I do. 22 SEN. MCCONNELL: The Judicial Merit Selection 23 Commission has thoroughly investigated your 24 qualifications for the bench. Our inquiry has focused 25 on our nine evaluative criteria and has included a 0018 1 survey of the bench and bar, a thorough study of your 2 application materials, verification of your compliance 3 with state ethics laws, a search of newspaper articles 4 in which your name appears, a study of previous 5 screenings, and a check for economic conflicts of 6 interest. 7 We have received no affidavits filed in 8 opposition to your election. No witnesses are present 9 to testify. 10 Do you have any brief opening statements 11 you'd like to make at this time? 12 JUDGE FEW: No, sir. 13 SEN. MCCONNELL: All right. With that, I'll 14 turn you over to counsel that's got some questions for 15 you. 16 MS. BENSON: Mr. Chairman and Members of the 17 Commission, I have a few procedural questions. 18 Judge Few, you have before you your personal 19 data questionnaire and two amendments with it that you 20 submitted as part of your application. Is your PDQ now 21 complete and do you have any additional amendments that 22 you would want to offer? 23 JUDGE FEW: I have no additional amendments. 24 MS. BENSON: And these amendments dealt with 25 your letters of reference to correct who had given 0019 1 letters of reference and also with the fact that a 2 complaint that had been filed against you has now been 3 dismissed. 4 JUDGE FEW: Yes, ma'am. 5 MS. BENSON: Mr. Chairman, Judge -- I would 6 ask that this be entered as an exhibit in the hearing 7 record at this time. 8 SEN. MCCONNELL: Is there objection? 9 Being none, so ordered. 10 (EXHIBIT 8, Personal Data Questionnaire of 11 The Honorable John Cannon Few, admitted.) 12 MS. BENSON: Judge Few, you now have before 13 you the sworn statement you provided with detailed 14 answers to over 30 questions regarding judicial 15 conduct, statutory qualifications, office 16 administration and temperament. 17 Do you have any additional amendments to this 18 statement that you would want to make at this time? 19 JUDGE FEW: No, ma'am. 20 MS. BENSON: At this time, Mr. Chairman, I 21 would ask that Judge Few's sworn statement be entered 22 as an exhibit into the hearing record. 23 SEN. MCCONNELL: Is there being? 24 Being none, so ordered. 25 (EXHIBIT 9, Sworn Statement of The Honorable 0020 1 John Cannon Few, admitted.) 2 MS. BENSON: One final procedural matter. I 3 note for the record that based on the testimony 4 contained in the Judge's PDQ, which has been included 5 in the record with his consent, that he meets the 6 statutory requirements for this position regarding age, 7 residence and years of practice. 8 BY MS. BENSON: 9 Q. Judge Few, could you please tell the 10 commission why that you want to serve as chief judge of 11 the Court of Appeals. 12 A. Yes, ma'am. I have -- I feel like I've 13 answered this question so many times in front of you 14 all. But I -- as I think about the things that I do as 15 a circuit judge that I get the most satisfaction out 16 of, they would include prominently the academic part of 17 the law. And I've now been serving as a circuit judge 18 for nine and a half years, and I'm just ready sort of 19 personally to focus more on the academic side of what I 20 do. 21 And the reading and the writing, the 22 discussing among other judges and with lawyers that is 23 inherent in what the -- an appellate court does is 24 something I love doing on the Circuit Court, and I'm 25 ready to take that up to the appellate court, if I can. 0021 1 It also has a lot to do with the fact that as 2 I have set out my career over time, I mean, I've tried 3 to do the best I can. I've tried to be the best lawyer 4 that I can be, the best judge I can be, and moving to 5 the appellate court is a step towards the type of 6 excellence that I want my career to show when I get to 7 the end of it. 8 Now, that sort of addresses why the appellate 9 court in the first place. And, of course, as everyone 10 on the committee knows, I've run for the Supreme Court 11 now three times. And now the seat that's open is chief 12 judge of the Court of Appeals. Why do I want to be 13 chief judge? I think that the leadership opportunity 14 for this seat as chief judge is one that I'm very well 15 suited for. I've explained a lot of that in the 16 written answers that I gave to the questions that were 17 submitted to us, and I'll be happy to follow up on 18 those in any way if necessary. 19 But as I have learned about myself, being a 20 circuit judge, as I've learned about myself 21 particularly going through the political process here 22 so many times in running for the Supreme Court, I 23 believe that this is a job that I would excel at. It's 24 a job that I want to do and want to do well. And I 25 believe I'm just very well-suited to lead the court 0022 1 over the next long period of time. 2 Q. Judge Few, pursuant to Section 14-8-80, 3 subject to the provisions of Article 5, Section 4 of 4 the Constitution, the chief judge of the Court of 5 Appeals has additional responsibilities besides just 6 serving as an appellate judge. 7 Could you explain what in your background 8 would assist you in managing the Court of Appeals. 9 A. Yes, ma'am. Of course, this is another 10 question that I've addressed briefly in the written 11 answers that we gave. But, of course, I'm from 12 Greenville, and Greenville has one of the biggest civil 13 and criminal dockets in the state. So from a Circuit 14 Court standpoint, over the nine years or so that I've 15 been up there, I have been in charge. It's a job that 16 rotates, as you all know. The chief administrative 17 judge job of a circuit rotates. And I've had it for a 18 very significant period of the nine and a half years 19 that I've been on the bench. And managing that docket, 20 keeping it current, taking portions of it that were not 21 current, such as the postconviction relief docket. 22 Those of you who are familiar with that will 23 know that around the state, the postconviction relief 24 docket has some areas where it's just badly behind. 25 And when I took over as chief administrative judge in 0023 1 Greenville the first time, there were hardly any cases 2 on the postconviction relief docket that were being 3 tried before they were two years old. 4 And I looked at this, and I said, "This is 5 not the way I want the docket to return. If somebody 6 deserves relief, they deserve it soon." 7 And so I worked very carefully with the other 8 judges in the circuit, with the staff of the clerk's 9 office, the Attorney General's Office, and the private 10 bar, and over about a two-and-half-year period of time, 11 we reduced that docket down to where now almost no 12 cases are being tried -- I'm sorry, almost all cases 13 are being tried within one year of filing. 14 So that's one of the examples of the 15 administrative leadership that I have brought to the 16 Circuit Court in Greenville. 17 The legal side of my qualifications, I have 18 explained to you all several times before. I'll 19 briefly touch on it again. I've spent a great deal of 20 effort over the years trying to focus on what I think 21 is the proper structure to resolving legal disputes, 22 which is, of course, in the first place to identify 23 what is the correct issue that needs to be resolved. 24 Judges, courts, are charged constitutionally with the 25 responsibility of doing as little as possible to 0024 1 resolve a legal dispute. And the first step in doing 2 that is to identify the issue and then once the 3 corrective issue is identified, to then resolve that, 4 resolve the case and do nothing more. 5 So that disciplined, principled view of the 6 role of a court is something that I think is important 7 that qualifies me to go to the appellate court. 8 On the leadership side, I have referenced in 9 my written answers the liberty fellowship that I've 10 been involved in, which is one relatively small 11 component of how my thinking about leadership has 12 evolved over the years. And I have thought a lot about 13 how I would go about leading the Court of Appeals. 14 I've done a lot to prepare myself for this. I have 15 gone out and talked to all of the former chief judges. 16 Talked to Chief Judge Sanders, Chief Judge Howell. I 17 had conversations with Chief Judge Hearn. 18 I've talked to the leading participants in 19 the appellate process around the state. I sat down 20 with the two chiefs of the appellant divisions of the 21 Attorney General's Office, listened to their concerns 22 about how the appellate process works. 23 I sat down with the Office of Appellate 24 Defense with Patton Adams and Ryan -- I've forgotten 25 his last name. He's the junior -- he's below Patton. 0025 1 And discussed with them what are their concerns in 2 trying to run their office in the context of, of 3 course, coming to the appellate court. I've talked to 4 lawyers in the private bar. 5 And through all of those discussions, I have 6 tried very carefully to listen to people's concerns 7 about how the court works, listen to people's ideas 8 about how the court can work best in the future, and 9 then to think about those ideas and try to formulate 10 ways that I could incorporate them into the way the 11 court will run. 12 Some of them are going to be great ideas and 13 would work well. Some of them seem like great ideas, 14 they might not work so well. These are things that I 15 would like to try in running the court. 16 And the last thing that I will say, because I 17 know my answer is probably a little long now, is that I 18 have worked very hard to learn how to get people to 19 invest in what I see as the vision. So if I'm the 20 chief of the court, I'm going to try to work -- I'm 21 going to work really hard to get everybody on the 22 court, and I don't just mean the other judges, I 23 particularly mean the staff, the staff attorneys, the 24 law clerks, to make a serious investment into getting 25 the job of the court done as well as possible. 0026 1 Q. Judge, just a brief follow up. If you are 2 nominated by the commission and elected to this post, 3 what length of time would you intend to serve as a 4 chief judge, and besides the accomplishments that 5 you've already described, what other accomplishments 6 would you want to achieve over that span of time? 7 A. Well, I would say that I would serve 8 indefinitely, and it's hard to put a number of years on 9 that. The previous chief judges that we have had have 10 served -- I think Judge Sanders served nine, 11 Judge Howell served about six or seven, and Judge Hearn 12 has now served ten. And I can't imagine that I would 13 see myself as finished with the court's work, with my 14 work on the court in a shorter period of time than ten 15 years. And I think it's a constant evaluation. 16 Now, one of the things that I think needs to 17 be addressed by me, since I've run for the Supreme 18 Court, is whether or not I would leave this position to 19 run for the Supreme Court. No. I mean, maybe at some 20 point way down the line. But I sat down and very 21 carefully thought out whether or not it was the right 22 thing for me to run for chief judge of the Court of 23 Appeals because if I did that, I knew that I had to 24 make a commitment of a long period of years in which to 25 run the court. And that if I was going to go from here 0027 1 to the Supreme Court the next time a seat comes open, 2 that would be a disservice to the court. So I have set 3 whatever ambitions I may have had for the Supreme Court 4 aside so that I can run for this job and serve. 5 Now, as far as accomplishments on the court, 6 it seems to me that the overall mind-set that the court 7 should have, that I would have as its leader would be 8 of service to the people the court is charged with 9 serving. And that includes foremost the people of 10 South Carolina, the lawyers of South Carolina, the 11 circuit and family courts and also the Supreme Court. 12 And with that concept in mind, I'm going to 13 be looking at all sorts of different ways that I can 14 improve that service. One of the ways that I have 15 outlined in my written answers is that I would like to 16 shorten the average period of time that it takes for an 17 appeal to go from filing to resolution. 18 There are a lot of ideas that I have about 19 how to do that, and I'll be happy to discuss any of 20 them if you would like for me to. But I'll just offer 21 to do that, and if you want me to, I will. 22 I also want to improve the overall quality. 23 I'll say this. I'm not at all criticizing the court 24 because I think the court has done an outstanding job. 25 Judge Hearn has been an outstanding leader. I would 0028 1 hope to be able to duplicate what she has done and even 2 improve on what she's done, if that's possible. 3 Q. Judge, you have already addressed this issue 4 briefly this morning and also in your sworn statement, 5 question number 12, but could you explain your general 6 philosophy regarding judicial activism. 7 A. Yes, ma'am. Judicial activism is something 8 that I think most folks could refer to as sort of 9 making law from the bench. The way that our system of 10 government is set up is the three branches. The 11 judicial branch is charged under the South Carolina 12 Constitution just as it is under the United States 13 Constitution with resolving disputes. And that 14 requires that the judicial branch very carefully stay 15 within that role. 16 And that's why I mentioned a few minutes ago 17 that a court's job is to do as little as possible to 18 resolve a dispute. And the first step in that regard 19 is to identify the issue and then to resolve the issue, 20 saying as little as possible along the way. 21 The role of the judicial activism would seen 22 as going beyond that role. If there is a dispute, 23 whether it's a criminal dispute or a civil dispute that 24 comes before the court, and if the court just sort of 25 makes a statement about what it thinks the law is and 0029 1 that statement is not necessary for the resolution of 2 the dispute, then that can be seen as making law. 3 Another way that -- and that's improper, in my opinion, 4 under the role of the judiciary. 5 Another way of looking at that is 6 interpreting statutory law and constitutional law. And 7 the court is charged with the responsibility of 8 interpreting what the legislature says, deciding what 9 the legislature said and not hoping that they had said 10 something different, not trying to interpret it as 11 something different than it is. Judicial activism is 12 to be avoided and is not -- and will be avoided under 13 my leadership. Yes, ma'am. 14 Q. Thank you, Judge Few. I have a few 15 housekeeping issues. 16 Have you sought or received the pledge of any 17 legislator prior to this date? 18 A. No, ma'am. 19 Q. Have you sought or have you been offered a 20 conditional pledge of support of any legislator pending 21 the outcome of your screening? 22 A. No, ma'am. 23 Q. Have you asked any third parties to contact 24 members of the General Assembly on your behalf? 25 A. No, ma'am. 0030 1 Q. Have you contacted any members of the 2 commission? 3 A. I have seen several of the members just in 4 social settings, but not regarding screening. 5 Q. Do you understand that you're prohibited from 6 seeking a pledge or commitment until 48 hours after the 7 formal release of the commission's report? 8 A. Yes, ma'am. 9 Q. Have you reviewed the commission's guidelines 10 on pledging? 11 A. I have. 12 Q. As a follow up, are you aware of the 13 penalties for violating the pledging rules, that is, 14 that it's a misdemeanor, upon conviction the violator 15 must be fined not more than a thousand dollars or 16 imprisoned not more than 90 days? 17 A. Yes, ma'am. I'm aware of that. 18 MS. BENSON: Mr. Chairman, I would note that 19 the Upstate Citizens Committee has reported that 20 Judge Few is well qualified for each of the nine 21 evaluative criteria: constitutional qualifications, 22 ethical fitness, professional and academic ability, 23 character, reputation, physical health, mental 24 stability, experience, and judicial temperament. 25 I would also note for the record that any 0031 1 concerns raised during the investigation of Judge Few 2 were incorporated into the questioning of the candidate 3 today. And I have no further questions. 4 SEN. MCCONNELL: Thank you. 5 Any members of the commission have a 6 question? 7 If not, we want to thank you, Judge Few. 8 This concludes this portion of your screening process. 9 As you know, the record will remain open until the 10 report is published, and you may be called back at such 11 time if the need arises. That's not to indicate that 12 there's anything pending. 13 I remind you of the 48-Hour Rule and ask that 14 you be mindful of that. And if anyone inquires with 15 you about whether they may or may not advocate for you 16 in the event that you have screened out, that you 17 remind them of the 48-Hour Rule. 18 With that, I thank you for your offering, for 19 your past service to the people of South Carolina. 20 You're free to go. 21 JUDGE FEW: Thank you very much. 22 SEN. MCCONNELL: Thank you, sir. 23 JUDGE FEW: Thank you. 24 (The Honorable John Cannon Few exited the 25 room.) 0032 1 MS. SHULER: I would note that they submitted 2 written responses to specific questions related to 3 chief judge of the Court of Appeals and these are in 4 there -- 5 SEN. MCCONNELL: I've been trying to look at 6 them and see what they say. 7 MS. SHULER: -- in your materials as well. 8 (The Honorable Thomas E. Huff enters the 9 room.) 10 SEN. MCCONNELL: Good morning. 11 JUDGE HUFF: Good morning. 12 SEN. MCCONNELL: We have before us the 13 Honorable Thomas E. Huff offering for the Court of 14 Appeals, seat number five, chief judge. 15 If you would raise your right hand. 16 Do you swear to tell the truth, the whole 17 truth and nothing but the truth, so help you God? 18 JUDGE HUFF: I do. 19 SEN. MCCONNELL: Thank you, sir. 20 Judicial Merit Selection Commission has 21 thoroughly investigated your qualification for the 22 bench. Our inquiry is focused on our nine evaluative 23 criteria and has included a survey of the bench and the 24 bar, a thorough study of your application materials, a 25 verification of your compliance with state ethics laws, 0033 1 a search of newspaper articles in which your name 2 appears, a study of previous screenings and a check for 3 economic conflicts of interest. 4 We have received no affidavits filed in 5 opposition to your election. No witnesses are present 6 to testify. 7 Do you have any brief opening statements to 8 make at this time? I would tell you it is purely 9 optional. If not, I would turn you over to counsel who 10 will have some questions for you. 11 JUDGE HUFF: Senator, I've learned the more 12 you say, the more they can hang you with. I would 13 defer to any questions that might be presented by the 14 commission. 15 SEN. MCCONNELL: Thank you, sir. With that, 16 I'll turn your over to counsel. 17 MS. SHULER: Good morning, Judge Huff. 18 JUDGE HUFF: Good morning. 19 MS. SHULER: Mr. Chairman and Members of the 20 Commission, I have a few procedural matters to take 21 care of with this candidate. 22 Judge Huff, you have before you the personal 23 data questionnaire you submitted as part of your 24 application. 25 Are there any additional amendments that you 0034 1 would like to make at this time to your PDQ? 2 JUDGE HUFF: Not that I'm aware of, no. 3 MS. SHULER: Thank you. 4 Mr. Chairman, I would like to ask that 5 Judge Huff's personal data questionnaire be entered as 6 an exhibit into the hearing record. 7 SEN. MCCONNELL: Without objection, so 8 ordered. 9 (EXHIBIT 10, Personal Data Questionnaire of 10 The Honorable Thomas E. Huff, admitted.) 11 MS. SHULER: Judge Huff, you have before you 12 the sworn statement as well as an amendment you 13 submitted to counsel, you provided with detailed 14 answers to over 30 questions regarding judicial 15 conduct, statutory qualifications, office 16 administration and temperament. 17 Are there any additional amendments that you 18 would like to make at this time to your sworn 19 statement? 20 JUDGE HUFF: Not that I'm aware of, no. 21 MS. SHULER: At this time, Mr. Chairman, I 22 would like to ask that Judge Huff's sworn statement and 23 his amendment be entered as an exhibit into the hearing 24 record. 25 SEN. MCCONNELL: Is there objection? 0035 1 There being none, so ordered. 2 (EXHIBIT 11, Sworn Statement of The Honorable 3 Thomas E. Huff, admitted.) 4 MS. SHULER: One final procedural matter. I 5 note for the record that based on the testimony 6 contained in the candidate's PDQ, which has been 7 included in the record, Judge Huff meets the statutory 8 requirements for this position regarding age, residence 9 and years of practice. 10 BY MS. SHULER: 11 Q. Judge Huff, after being a licensed lawyer for 12 33 years and a judge on the Court of Appeals for the 13 last 13 years, why do you now want to serve as the 14 chief judge of the Court of Appeals? 15 A. It seems to me that over the last several 16 years we've had quite a transition in the number of 17 judges that have been on our court. I think that's the 18 direct result of advancement from members of our court 19 to the Supreme Court, the natural consequences of 20 retirement. And in light of the changes that have 21 occurred in the rules and the cases that we have, 22 specifically PCRs, Anders and others, dealing with 23 Administrative Law Courts now, I think I have a unique 24 perspective and opportunity to bring to bear, if you 25 will, an institutional history that has been developed 0036 1 over that last 13 years. To see what has worked, to 2 see what has not worked, and to interplay and interact 3 with the other judges that have been on our court. 4 I've seen a lot come and go. And I think in 5 dealing with those individuals and those personalities, 6 that's also developed an ability, I think, that can be 7 quite beneficial to the operations of our court in the 8 future. And for that reason, I'm offering. 9 Q. Judge Huff, pursuant to Section 14-8-80, 10 subject to the provisions of Article 5 Section 4 of the 11 South Carolina Constitution, the chief judge of the 12 Court of Appeals has additional responsibilities 13 besides just merely serving as an appellant court 14 judge. 15 Explain what in your background would assist 16 you in managing the Court of Appeals? 17 A. Well, my undergraduate degree was in 18 management, so I think that at least gives me some 19 awareness as to the different principles and 20 philosophies of working with individuals, trying to 21 achieve goals, giving direction and seeing that there's 22 follow through on the directions. 23 The fact that I served in the legislature for 24 almost 19 years has likewise given me an institutional 25 history of that body as well. And I think the 0037 1 interplay between the legislature and the courts, at 2 least in the economic times that we find ourselves in, 3 is going to be very important. 4 The qualities that have also been advanced, 5 at least in my application, I've had an opportunity to 6 serve as the chairman of a local private Christian 7 school for a number of years to help with a rather 8 significant budget, a 300-person enrollment. That's 9 given me the opportunity to not only work with 10 individuals but with budgets and things that I believe 11 will interplay with in the position of a chief judge. 12 And in the practice of law for 30 years. 13 And I think the role of a chief judge in the 14 administrative capacity has a lot to do with how you 15 can motivate people and how you can direct people and 16 focus people on goals. And it's hard enough to deal 17 with lawyers. When you're working with nine judges, 18 all with strong personalities, and rightly so, all with 19 different backgrounds, intellectually and 20 educationally, and from their experiences, it's going 21 to be important that a person that you have serving in 22 that role has the ability to communicate, to motivate 23 and to deal with those personalities. 24 Q. Judge Huff, as a follow up, and you've just 25 described your manage style, can you sort of focus on 0038 1 what you perceive to be your three major strengths and 2 weaknesses as a manager and leader. 3 A. I'll deal with the strengths first. No one 4 likes to admit they have weaknesses, but we all do. 5 I think one of the attributes that I'm 6 probably the proudest of, and a lot of that was forged, 7 if you will, in the crucible of the legislative 8 process, is to listen. That's hard to do sometimes as 9 a legislator and even as a judge. And there's -- 10 somehow as we serve, we tend to believe we have all the 11 answers. And somehow that will deaden our sensitivity 12 to people. 13 And so I've tried very diligently over the 14 last many years to alleviate and abate, if you will, 15 the strengthening of that personality trait. And 16 because of it, I think I have an ability, if you will, 17 to listen and to discern all interests that may come to 18 bear. Not necessarily in the judicial process, but in 19 listening to the other judges as to their 20 recommendations and their input about how we could make 21 the court better. 22 The other thing is to work with staff. I've 23 had to do that not only in my legal career but as well 24 as legislative and as well in my internal chambers. 25 They are integral parts of the judicial process. And I 0039 1 think the more that we as judges can recognize their 2 contributions and what they do and the same desires 3 they have for our court to be recognized in its 4 opinions and the integrity of those opinions and the 5 work product itself, it only lends them to be motivated 6 even more to be helpful to those judges. 7 And then finally, I have a strong sense of 8 family. One of the problems that we sometimes have as 9 judges is to be isolated. We tend the sit apart from 10 the day-to-day activities of the legal process and 11 second guess the lawyer and the judges who are 12 rendering opinions below. And so I think family is an 13 integral part of that to keep us sensitive to what's 14 happening in the real world, so to speak. And the 15 impact of the decisions that we make, more so than just 16 the legal implications, but the social implications as 17 well. 18 Q. And as a follow up, not focusing on the 19 negative, but what would you perceive would be, as a 20 manager, your negative qualities? 21 A. At some time you have to be decisive, and 22 sometimes you cannot allow your willingness to hear all 23 viewpoints to freeze you. And to, in other words, 24 unduly extend the decision process. At some point in 25 time you have to make a decision. 0040 1 And I tried to have to develop a point in 2 time and a tactic, if you will, as to how to say, okay, 3 debate is over, it's time to make a decision. And 4 that's something I constantly will work on. 5 And at least in our positions, our decisions 6 that we make as judges on the court, not as far as 7 legal opinions, we need to be able to speak 8 respectfully to each other and to, in a way, encourage 9 people to accept the decision. The mere pronouncement 10 doesn't necessarily bring allegiance. You have to 11 pronounce it in such a way that I think they have to be 12 felt to be a part of that process. And so that they 13 not only accept the decision, but they join in and 14 participate in seeing that the decision is carried out. 15 That's something I'm constantly working on. 16 Q. All right. Judge Huff, based on your present 17 plans, discuss the length of time you intend to serve 18 as the chief judge if you're nominated by the 19 commission and elected to this position by the members 20 of the General Assembly and describe any other 21 accomplishments you hope to achieve over that time 22 span. 23 A. Well, having recently turned 60, I'm somewhat 24 limited on what the length of service can be, although, 25 I still feel like I can be productive beyond that time. 0041 1 That's something that has really come to bear on my 2 focus of service is to realize that there are only a 3 limited number of years left. And so I would continue 4 to serve as long as the statutes permit me to serve and 5 as long as this commission and people, particularly my 6 wife, wants me to serve. 7 What I hope to accomplish in that time frame, 8 if I'm successful, is with the amount of workload that 9 is being increased upon our court and the focus and the 10 direction that our court is now in, is to see us work 11 even more cooperatively and integrated with the 12 decisions of the chief justice and with the legislature 13 itself. 14 We have a unique story to tell. We're a part 15 of the appellant body, granted, but we're a different 16 type of court. And I think you could probably analyze 17 very quickly the amount of cases that are being filed, 18 the disposition of those cases. And I would like to 19 see that success story that has been obtained over the 20 last several years continue. And I would like to see 21 our court work even closer together, not only in the 22 recommendations of how to make it better but actually 23 work to see it's done. 24 Q. Okay. Judge Huff, what concrete plans, if 25 any, do you have to improve the operations of the Court 0042 1 of Appeals as well to foster collegiality on the court? 2 A. I don't think judges have been too remiss of 3 wanting to be social. Sometimes the rules prevent us 4 from being as social as we would like. Internally, one 5 of the things that I would like to see happen in our 6 court, and that's not to say it hasn't already 7 happened, but even to a greater degree, and I've talked 8 with our chief counsel, the staff attorneys, and -- is 9 to have regular meetings with them. Not only to 10 discuss the day-to-day workload, but the pressures of 11 that workload, and if any problems are creeping into 12 that, whether it be external from families or from 13 social engagements or whatever, to see that they don't 14 intrude. But also welcome their comment. 15 I would like the court itself to sit and to 16 have an opportunity to hear those staff attorneys and 17 other law clerks and what their recommendations are. 18 And then apart from that, we have been doing this 19 already of having lunch monthly, the court, to discuss 20 and to discuss things other than just what's happening 21 in the court. But I would like to see us have more 22 retreats to do that, not only from a CLE standpoint but 23 from the social standpoint, to get to know our 24 families, to get to know how they interplay with them 25 and to see them other than just in a robe, I think is 0043 1 critical to understand how their minds work. 2 MS. SHULER: Thank you, Judge Huff. 3 Mr. Chairman, I would like to request that we 4 now go into executive session to handle one matter. 5 SEN. MCCONNELL: All right. Staff has 6 recommended we go into executive session. I would ask 7 is there an objection? 8 If not, I would consider that a vote along 9 with the proxy for Professor Freeman. And if you all 10 would secure the chambers. 11 MS. SHULER: Judge Huff, you might want to 12 just turn your mike off for this portion of the 13 proceeding. 14 SEN. MCCONNELL: We're now in executive 15 session. 16 (Members go into executive session.) 17 (The hearing was continued under a separate 18 restricted record.) 19 * * * * * 20 21 22 23 24 25 0049 1 * * * * * 2 BY MS. SHULER: 3 Q. Judge Huff, I would like to cover some 4 housekeeping matters with you. 5 Have you sought or received the pledge of any 6 legislator prior to this date? 7 A. No, I have not. 8 Q. Have you sought or have you been offered a 9 conditional pledge of support of any legislator pending 10 the outcome of your screening? 11 A. No, I have not. 12 Q. Have you asked any third parties to contact 13 members of the General Assembly on your behalf? 14 A. No, I have not. 15 Q. Have you contacted any members of the 16 commission? 17 A. No, I have not. 18 Q. Do you understand that you are prohibited 19 from seeking a pledge or commitment until 48 hours 20 after the formal release of the commission's report? 21 A. Very much so. 22 Q. Have you reviewed the commission's guidelines 23 on pledging? 24 A. Yes. 25 Q. Have you aware that the penalties for 0050 1 violating the pledging rules, that is, it could be a 2 misdemeanor, and upon conviction, the violator must be 3 fined not more than a thousand dollars or imprisoned 4 not more than 90 days? 5 A. I am. 6 MS. SHULER: I would note that the Midlands 7 Citizens Committee found Judge Huff well qualified for 8 each of the nine evaluative criteria: constitutional 9 qualifications, ethical fitness, professional and 10 academic ability, character, reputation, physical 11 health, mental stability, experience and judicial 12 temperament. 13 They also stated, "Judge Huff is an asset to 14 our state and the committee truly appreciates his 15 honorable service to our state on the Court of Appeals. 16 We believe he is eminently qualified to be the chief 17 judge of the Court of Appeals, and we are confident he 18 would continue his service to the Court of Appeals and 19 our state in a most outstanding manner." 20 I would just note for the record that any 21 concerns raised during the investigation regarding this 22 candidate were incorporated into the questioning of 23 this candidate today. 24 And, Mr. Chairman, I have no further 25 questions for Judge Huff. 0051 1 SEN. MCCONNELL: Thank you. Any member of 2 the commission have a question? 3 If not, Judge, this concludes this portion of 4 our screening process. As you know, the record will 5 remain open until the report is published, and you may 6 be called back at such time if the need arises. 7 I remind you of the 48-Hour Rule and ask you 8 to be mindful of that. And if anyone that inquires 9 with you about whether they may or may not advocate for 10 you in the event that you are screened out, please 11 remind them of the 48-Hour Rule. 12 And I thank you for your past service and for 13 offering, and we wish you a good day. 14 JUDGE HUFF: Thank you. 15 SEN. MCCONNELL: Thank you, sir. 16 Next we have Judge Lee. 17 (The Honorable Thomas E. Huff exits the 18 room.) 19 (The Honorable Alison Renee Lee enters the 20 room.) 21 JUDG LEE: Good morning, everyone. 22 SEN. MCCONNELL: Good morning. How are you? 23 JUDGE LEE: I'm fine. Thank you. 24 SEN. MCCONNELL: We'll go back on the record 25 at this point. We've got before us the Honorable 0052 1 Alison Renee Lee offering for Court of Appeals, chief 2 judge, seat number 5. 3 If you would be so kind as to raise your 4 right hand. 5 Do you swear to tell the truth, the whole 6 truth and nothing but the truth, so help you God? 7 JUDGE LEE: I do. 8 SEN. MCCONNELL: Thank you. The Judicial 9 Merit Selection Commission has thoroughly investigated 10 your qualifications for the bench. Our inquiry has 11 focused on our nine evaluative criteria, and it has 12 included a survey of the bench and the bar, a thorough 13 study of your application materials, a verification of 14 your compliance with state ethics laws, a search of 15 newspaper articles in which your name appears, study of 16 previous screenings, and a check for economic conflicts 17 of interest. 18 We have received no affidavits filed in 19 opposition to your election. No witnesses are present 20 to testify. 21 So I would ask you if you have any brief 22 opening statements you would like to make, which is 23 purely optional, before I turn you over to counsel for 24 questions. 25 JUDGE LEE: The only thing I would like to 0053 1 say is I would like to thank you all very much for the 2 opportunity to appear before you again. It's good to 3 see some of you again, and the new faces as well. I 4 appreciate your time and energy. I know you had to get 5 up early to get here. And I look forward to talking 6 about my qualifications with you. Thank you. 7 SEN. MCCONNELL: Please answer the questions. 8 Counsel. 9 MR. DENNIS: Mr. Chairman, I just have a few 10 procedural matters to take of with Judge Lee. 11 Judge Lee, you've got before you the personal 12 data questionnaire you submitted as part of your 13 application. Are there any amendments that you would 14 like to make to your PDQ at this time? 15 JUDGE LEE: I reviewed it yesterday, and I 16 did not see anything that I really need to change. And 17 so I think maybe the only thing would be one of the 18 witnesses, I believe I submitted a separate letter, and 19 that would be the only thing. But I think the 20 commission has all that. 21 MR. DENNIS: Yes, ma'am. 22 Mr. Chairman, I would ask that Judge Lee's 23 personal data questionnaire be entered as an exhibit 24 into the record. 25 SEN. MCCONNELL: All right. Is there any 0054 1 objection? 2 There being none, so ordered. 3 (EXHIBIT 12, Personal Data Questionnaire of 4 The Honorable Alison Renee Lee, admitted.) 5 MR. DENNIS: Judge Lee, you also have before 6 you the sworn statement you provided with detailed 7 answers to over 30 questions regarding judicial 8 conduct, statutory qualifications, office 9 administration and temperament. 10 Are there any amendments that you would like 11 to make to your sworn statement at this time? 12 JUDGE LEE: No, there are not. I have 13 reviewed that yesterday as well. 14 MR. DENNIS: Mr. Chairman, I would ask that 15 Judge Lee's sworn statement be made a part of the 16 record. 17 SEN. MCCONNELL: Is there objection? 18 Being none, so ordered at this time. 19 (EXHIBIT 13, Sworn Statement of The Honorable 20 Alison Renee Lee, admitted.) 21 MR. DENNIS: One final procedure matter. I 22 note for the record that based on the testimony 23 contained in the candidate's PDQ, which has been 24 included in the record with the candidate's consent, 25 Judge Lee meets the statutory requirements for this 0055 1 position regarding age, residence, and years of 2 practice. 3 BY MR. DENNIS: 4 Q. Judge Lee, would you tell us why you now want 5 to serve as chief judge of the Court of Appeals? 6 A. I wore today my 20-year pin. I've been a 7 public servant for over 20 years. At least 15 of those 8 have been either in a judicial or quasi judicial 9 matters in position as a judge. 10 I'm ready for the next challenge. I've 11 enjoyed my years of public service. I would like to 12 continue to perform public service in the form of a 13 judicial position. I think that I've got the 14 temperament and the intellectual capabilities in order 15 to be chief. And I think my experience over the past 16 20 years and even in college and in law school have 17 prepared me in order to be chief for the Court of 18 Appeals. 19 Q. Thank you, ma'am. 20 Judge, as one of two candidates offering for 21 this seat that is not currently on the Court of 22 Appeals, could you please explain to the commission how 23 you feel you will prepare yourself more specifically 24 for the challenges of being the chief judge of the 25 Court of Appeals? 0056 1 A. I have had the opportunity to sit with the 2 Court of Appeals, and I've sat a number of times with 3 the Supreme Court, so I'm familiar with the basic 4 operation of the Supreme Court. In addition, I started 5 off my legal career as a law clerk with Judge Goolsby, 6 and the court was new at that particular time. So I 7 got to participate in helping to establish some of the 8 procedures within Judge Goolsby's office. 9 I was familiar with the operation of the 10 court and its establishment. But more importantly, I 11 think I previously served as administrative law judge. 12 At the time that I was elected to be administrative law 13 judge, I was one of the first in a brand-new agency. 14 We had the opportunity to start from scratch, and so I 15 participated in that area by being able to work with 16 the Chief Judge Kittrell and with my friend Judge Bates 17 in establishing the rules for the Administrative Law 18 Court. Helping to establish the budget because at the 19 time we really had no budget, and its establishment of 20 technology that would be used and in setting up a 21 general procedures for how the court would operate. 22 And I think that gave me invaluable experience that I 23 would be able to translate to the Court of Appeals. 24 Additionally, the court is a -- the 25 personalities in the court have changed over the past 0057 1 several years and have been a lot of new judges elected 2 to the court. It's what I consider to be a young 3 court. There are people who are very vibrant, who are 4 very enthusiastic about their positions. They have a 5 lot to offer. They have a lot of talent, and they want 6 to see the court be very successful. And I think that 7 I've worked with most of them in one form or another, 8 whether it's through my relationships with them as law 9 clerks or coming up in the private practice or working 10 for the state legislature, or as a Circuit Court judge, 11 I've worked with many of them. I think I developed 12 that relationship with them that would enable me to be 13 able to determine where they think the court ought to 14 go, as well, and to work with them so that we can all 15 participate together to make it a wonderful court and 16 to continue its legacy. 17 Q. Thank you. 18 Judge Lee, pursuant to 14-8-80 of the 19 South Carolina Code, in Article 5, Section 4 of the 20 South Carolina Constitution, the chief judge of the 21 Court of Appeals has additional responsibilities 22 besides merely serving as an appellant court judge. 23 Explain what in your background would assist 24 you in managing the Court of Appeals, the actual 25 management aspects of it. 0058 1 A. And I've alluded to some of that. I think 2 throughout my experience I've worked as a law clerk 3 with the Court of Appeals, so I'm familiar with the 4 workload and what's required and how the workload is 5 set forth. 6 I know there have been some changes over the 7 recent years as to how the court is operating in terms 8 of how they assign their caseload or how they utilize 9 their staff attorneys. But I'm able to look at those 10 issues and to dissect those issues. I've participated 11 in Leadership South Carolina. I was also a member of 12 the Richland County D.S.S. board. I think that those 13 also help me understand the dynamics of being able to 14 work with a group. Also the needs of the communities 15 and what's expected of individuals who are providing 16 service to the state. 17 One of the things I neglected, I think you 18 all have seen a copy of my answers these questions. 19 Some of the things I neglected to mention is I have 20 severed as the chief administrative judge for Richland 21 and Kershaw counties, Fifth Judicial Circuit. I think 22 that that's very important because it's a large 23 circuit. It has typically a larger caseload than some 24 of the other judicial circuits, being able to manage 25 both how the cases are filed and how the judges are 0059 1 assigned to those particular cases. Very squarely in 2 order to have the ability to assign the cases and 3 establish the panels which the chief judge would also 4 be responsible for doing on the Court of Appeals. 5 In addition, as I stated, I've served on the 6 Court of Appeals, so I'm familiar with their process 7 and the way they operate. 8 And one of the other things I neglected to 9 mention is that I've been the president of several of 10 my civic organizations. Several of those organizations 11 are predominantly women. So my thought is if you can 12 manage a group of women and you do that well, and you 13 are able to go forward with the very strong 14 personalities of professionals, then I think I would be 15 able to carry the same over to the Court of Appeals as 16 well. 17 Q. Judge, as just a little bit of a follow up, 18 would you please describe your managerial style, 19 focusing specifically on what you perceive to be three 20 of your major strengths and weaknesses as a manager. 21 A. I'd like to describe it as participatory 22 management. It takes many people to be able to make an 23 organization run smoothly. And the example I think of 24 what's recently occurred last week with Boeing coming 25 to the state. There were a lot of people that worked 0060 1 together to make that happen. Some people worked 2 behind the scenes, some people were up front in 3 advocating for that. And I view myself as being one of 4 those that can come out front and be able to gather 5 people together to be able to find out from them what 6 is needed in order to be successful, to be able to 7 include them and to make it inclusory and to have them 8 be able to participate in this court's management. 9 I think with having said that, one of the 10 strengths would be that I'm able to listen to others. 11 That I have the ability to be able to develop a plan, 12 and to be able to pull out from other individuals the 13 best of them and determine what their qualities are in 14 order to be able to effectively use those qualities in 15 court. 16 Some of the weaknesses, I think, I'm 17 generally a quiet person. I have a quiet nature. I 18 think sometimes that that's perceived as being weak or 19 that I'm not very interested in what's going on or that 20 I can be pushed around. I assure you that that's quite 21 far from what the reality is. 22 Additionally, I think one of the other things 23 is that I am a perfectionist. I like to have things 24 exactly right, just so. And I think that I would -- in 25 working with others and having others kind of pull 0061 1 along and support what I'm trying to do, that would 2 alleviate some of the perfectionist nature that I tend 3 to have. 4 And finally, in conjunction with that 5 perfectionist nature, I've always tended to want to do 6 it all myself. I understand that an effective manager 7 cannot do it all themselves. You have to have other 8 people who are going to support you and to work with 9 you in moving forward, and so I think that I've got the 10 qualities and I'm able to do that. 11 Q. Judge Lee, based on your present plans, 12 discuss the length of time you would intend to serve as 13 the chief judge if you were nominated by the commission 14 and elected by the members of the General Assembly, and 15 describe the accomplishments you would hope to achieve 16 over that time span. 17 A. I think I would most likely serve about ten 18 years, if I were given the opportunity to serve as 19 chief judge. I've indicated that I've got more than 20 20 years of service with the state, but I'm not -- I think 21 I'm young enough and I'm not ready to just retire when 22 my time comes. I would like to at least stay in 23 another ten years. And I think that's a period that's 24 long enough to be able to make a difference. In the 25 past ten years, there's been a lot of change in the 0062 1 Court of Appeals. I think in another ten years, there 2 could be equally as much change. 3 There are certain things I think will be 4 important. First and foremost would be the interaction 5 among the members of the court and among the staff of 6 the court. I think you need to increase those personal 7 interactions. I think that would increase the 8 effectiveness of the court in being able to conduct its 9 work. 10 Coming from the outside in, the first thing, 11 of course, that I would like to do is have an 12 evaluation of the court in how it's run and how it's 13 operated to determine it strengths and weaknesses. 14 Because only after you have conducted that audit would 15 you be able to know what needs to be done, where do we 16 improve or what can we do to improve the court and the 17 operation of the court. 18 To the extent that there's any backlog, I 19 think that, you know, that would need to be addressed. 20 I'm not sure that there's really quite a backlog within 21 the court, but certainly that would have to be 22 addressed. 23 And long-term goals would be to elevate the 24 standing of the Court of Appeals. It has the potential 25 to be one of the premiere courts of the appeals in the 0063 1 country. That would be done by increasing professional 2 development, by asking the members of the court to 3 participate in other national organizations, and to be 4 able to utilize some of those resources. 5 Q. Judge Lee, you briefly addressed this in your 6 sworn statement, but could you explain for the 7 commission your general philosophy regarding judicial 8 activism? 9 A. I don't believe that the Court of Appeals, 10 certainly, there's any role for judicial activism. I'm 11 not a judicial activist. I don't believe that I should 12 be. I recognize very clearly that there are three 13 distinct branches of government. I think the two 14 younger two branches of government, the legislative and 15 executive branches, are those that set policy through a 16 legislation or through policy within the executive 17 branch. 18 I think the role of the court is simply to 19 interpret those and to make sure that everyone's rights 20 are protected within the realm of the constitutional 21 statutes that are enacted by the legislature. And 22 having worked for legislature, I'm very keenly aware of 23 the responsibilities that the legislature has as well 24 as the executive branch. So I don't believe in 25 judicial activism. I don't think that I am a judicial 0064 1 activist and certainly would not promote that within 2 any court that I would be charged with or that I would 3 sit on. 4 Q. And finally, Judge Lee, as you mentioned 5 briefly during the amendment portion of this process, 6 you've substituted one letter of recommendation for 7 another letter of recommendation. Both of those 8 letters that you offered were authored by attorneys who 9 practice law here in Columbia. 10 Do you feel like, even light of those 11 recommendations that those lawyers have offered, would 12 you be able to treat those specific lawyers and, 13 frankly, all lawyers equally if they appear before you 14 in your current capacity or this new capacity that you 15 may find yourself in? 16 A. The hard part about the recommendation is 17 that you try to look for someone who has got some 18 knowledge about your strengths and weaknesses and who 19 could speak to your abilities to be able to serve in 20 whatever position for which you're running. And I've 21 tried to do that with the letters that I've submitted. 22 Both of those individuals are people that 23 I've known for quite some time. I've worked with for 24 quite some time. One through my church. One since 25 I've moved to the state and became active in the state 0065 1 and the practice. 2 I treat all attorneys the same. I don't 3 think that any of my relationships I've developed over 4 the years with attorneys, whether it's through the 5 firms I've practiced with or the government lawyers 6 that I've met or other individuals would prevent me 7 from being able to carry out my duties and 8 responsibilities. And certainly to that end, I would 9 have to be mindful of my ethical responsibilities. If 10 I felt that I could not be impartial, that I would need 11 to recuse myself from those cases. I have not seen 12 that come to fruition at this particular point. But I 13 am mindful of this ethical responsibilities. 14 Q. Thank you, Judge Lee. 15 I'm going to run through just a couple of 16 housekeeping issues with you. Have you sought or 17 received the pledge of any legislature prior to this 18 date? 19 A. No, I have not. 20 Q. Have you sought or have you been offered a 21 conditional pledge of support of any legislator pending 22 the outcome of your screening? 23 A. No. 24 Q. Have you asked any third parties to contact 25 members of the General Assembly on your behalf? 0066 1 A. No, I have not. 2 Q. Have you contacted any members of the 3 commission? 4 A. I have stopped by to speak to individuals, 5 but I did not ask for anything or did not discuss my 6 candidacy. I only stopped by to say hello and, of 7 course, to reiterate that I was, in fact, running for a 8 position. 9 Q. Do you understand that you're prohibited from 10 speaking a pledge or commitment until 48 hours after 11 the formal release of the commission's report? 12 A. Yes. 13 Q. Have you reviewed the commission's guidelines 14 on pledging? 15 A. I have indeed. 16 Q. As a follow up, are you aware of the 17 penalties for violating the pledging rules, that is, it 18 is a misdemeanor and upon conviction, the violator must 19 not be fined more than one thousand dollars or in 20 prison not more than 90 days? 21 A. I am familiar with that, and I take it very 22 seriously. 23 MR. DENNIS: I would note that the Midlands 24 Citizens Committee reported that Judge Lee was well 25 qualified in each of the nine evaluative criteria. 0067 1 They also stated that, "Judge Lee is truly an asset to 2 our state's judiciary. Our committee sincerely 3 believes that she's most eminently qualified to be 4 chief judge of the Court of Appeals, and we are 5 confident she would continue to serve our state in a 6 most outstanding manner. 7 I would just note for the record that any 8 concerns raised during the investigation regarding the 9 candidate were incorporated into the questioning of the 10 candidate today. 11 Mr. Chairman, I have nothing further. 12 SEN. MCCONNELL: Thank you. 13 Any member of the commission have a question? 14 If not, Judge, we want to thank you so much 15 for taking your time to come. This concludes this 16 portion of the screening process. As you know, the 17 record will remain open until the report is published, 18 and you may be called back at such time if the need 19 arises. Not to indicate that there's anything pending 20 or anything. 21 I want to again remind you of the 48-Hour 22 Rule and ask you to be mindful of that. Anyone 23 inquires with you about whether they may or may not 24 advocate for you in the event that you are screened 25 out, please remind them of the 48-Hour Rule. Ask 0068 1 you -- again, thank you for offering, and we wish you 2 the best and thank you for your previous service to the 3 people of this state. 4 JUDGE LEE: Thank you very much for the 5 opportunity, and I look forward to seeing all of you in 6 the future. Thank you. 7 SEN. MCCONNELL: Thank you. 8 (The Honorable Alison Renee Lee exits the 9 room.) 10 (Off the record.) 11 (The Honorable Daniel F. Pieper enters the 12 room.) 13 SEN. MCCONNELL: Good morning. How are you 14 doing? 15 JUDGE PIEPER: Good morning. I'm fine. 16 Thank you. 17 SEN. MCCONNELL: We'll go back on the record 18 at this point. 19 We have before us the Honorable Daniel F. 20 Pieper, who is offering for Court of Appeals, chief 21 judge, seat number 5. If you would, raise your right 22 hand. 23 Do you swear to tell the truth, the whole 24 truth and nothing but the truth, so help you God? 25 JUDGE PIEPER: I do. 0069 1 SEN. MCCONNELL: The Judicial Merit Selection 2 Commission has thoroughly investigated your 3 qualifications for the bench. Our inquiry has focused 4 on our nine evaluative criteria. It has included a 5 survey of the bench and the bar, a thorough study of 6 your application materials, verification of your 7 compliance with state ethics laws, a search of 8 newspaper articles in which your name appears, a study 9 of previous screenings and a check of economic 10 conflicts of interest. 11 We have received no affidavits filed in 12 opposition to your election. No witnesses are present 13 to testify. So I'd ask you if you have any brief 14 opening statement you want to make, which is purely 15 optional, before I turn you over to counsel for 16 questioning. 17 JUDGE PIEPER: Not really. I would like to 18 say one thing and one thing only. I just want to thank 19 this commission for the last time because you never get 20 an opportunity to thank everyone. Just the very fact 21 they indicated in its report, the commission's report, 22 that I had raised the bar in the state. That just made 23 me feel so good. And I certainly hope it's true. I 24 want you to know that I certainly strive for that to be 25 true, if it's not true. 0070 1 Thank you, sir. 2 SEN. MCCONNELL: Thank you. 3 MS. COOMBS: Mr. Chairman and Members of the 4 Commission, I have a few procedural matters to take up 5 with Judge Pieper. 6 Judge Pieper, you have before you the 7 personal data questionnaire that you submitted as part 8 of your application. 9 Are there any amendments that you would like 10 to make to that at this time to the PDQ? 11 JUDGE PIEPER: No. 12 MS. COOMBS: Mr. Chairman, I would like to 13 ask that Judge Pieper's personal data questionnaire be 14 entered as an exhibit into the hearing record. 15 SEN. MCCONNELL: Without objection, so 16 ordered. 17 (EXHIBIT 14, Personal Data Questionnaire of 18 The Honorable Daniel F. Pieper, admitted.) 19 MS. COOMBS: Judge Pieper, you have before 20 you now the sworn statement that you provided with 21 detailed answers to over 30 questions regarding 22 judicial conduct, statutory qualifications, office 23 administration and temperament. 24 Are there any amendments that you would like 25 to make at this time to that sworn statement? 0071 1 JUDGE PIEPER: No. 2 MS. COOMBS: Mr. Chairman, I would like to 3 ask that Judge Pieper's sworn statement be entered as 4 the next hearing exhibit. 5 SEN. MCCONNELL: All right. Without 6 objection, so ordered. 7 (EXHIBIT 15, Sworn Statement of The Honorable 8 Daniel F. Pieper, admitted.) 9 MS. COOMBS: In one final procedural matter, 10 I would note for the record that based on the testimony 11 contained in the candidate's PDQ, which has been 12 included in the record with the candidate's consent, 13 Judge Pieper meets the statutory requirements for this 14 position regarding age, residence and years of 15 practice. 16 BY MS. COOMBS: 17 Q. Judge Pieper, I know you became a lawyer 25 18 years ago. 19 A. Yes. 20 Q. And that you've been a magistrate, a chief 21 magistrate, a master-in-equity, circuit judge, special 22 circuit judge, resident circuit judge, and now a judge 23 on the Court of Appeals. Why do you now want to serve 24 as chief judge of the Court of Appeals? 25 A. Well, having served on all of those various 0072 1 courts, I think I could lend something to the position. 2 Whatever happens in this process, I think our court 3 needs someone that's dynamic, energetic, academic and 4 technologically oriented. I think this is going to be 5 necessary for our increasing case loads and for the 6 types of cases that we are now getting on the court. 7 As you know, the Supreme Court is becoming 8 more of a cert court. So we're the court of last 9 resort in most instances. I think that experience 10 lends itself well to the position. 11 Q. Judge Pieper, pursuant to Section 14-8-80 of 12 the code and subject to the provisions of Article 5 13 Section 4 of the South Carolina Constitution, the chief 14 judge of the Court of Appeals has additional 15 responsibilities besides serving as an appellant judge. 16 Explain what in your background would assist 17 you in managing the Court of Appeals. 18 A. Well, in addition to what I just indicated 19 about the experience on those various courts, those 20 cases that come from those courts need to be understood 21 from the ground up. That's how you decide on new 22 systems to improve the appellate process. 23 I'll give you an example of one thing as 24 administrative judge on the Circuit Court level, is I 25 decided to take over the roster for the PCR cases. 0073 1 Something that no one had ever actually contemplated 2 before because the Attorney General's offices had 3 always handled those cases, and I worked closely with 4 the Attorney General's Office. And we found by 5 employing local management to that docket, we were able 6 to completely remove the backlog. And we were hearing 7 cases that were filed within six months, and we 8 completely eliminated the docket. 9 I think we need that type of insight in the 10 court. We need someone that has the technological 11 background to improve the court's process. We need to 12 look at e-filing in the future, and we need to study 13 how we can best manage our human resources through the 14 use of technology. 15 Q. Judge Pieper, would you describe your 16 managerial style focusing on what you perceive to be 17 your three major strengths and weaknesses as a manager 18 and leader. 19 A. Well, I tend to be a hands-on type of judge, 20 as I indicated in my materials, and sometimes that can 21 be a benefit and a negative point. But I do like to 22 delegate. Once I have faith in people, and I 23 understand that we have the same vision about how to 24 approach a particular task and we're both striving for 25 excellence, then I do like to delegate. And I like to 0074 1 train people so that they can benefit from the process, 2 and it's an enjoyable experience for them, also, 3 because it benefits them, too. 4 I think that that negative side about 5 hands-on experience has to be overcome at times because 6 you need to be able to focus on the broader picture, 7 and you don't want to get bogged down on a particular 8 detail if you have good people around you that are 9 handling a particular task. 10 But I think that the technological side of me 11 will be a tremendous asset to this court should the 12 legislature decide to utilize me in this position. 13 I'll give you a couple of examples of what the 14 administrative side of me has done. I served as chief 15 magistrate for a while in the local county. I've 16 managed 16 different offices. With those 16 offices, I 17 worked very closely with county counsel to restructure 18 the system, to streamline the operations and to cut 19 costs. I think that was very important. 20 Administratively, also, looked at our 21 resources, human resources that we had as far as the 22 particular magistrates we had, and we found the need to 23 develop a form system and a checklist system that would 24 help especially the nonlawyer magistrates in moving 25 their cases. And I sat down and I evaluated every 0075 1 single form used by the magistrate court system and 2 designed a checklist that would help each judge 3 complete their duties in a timely and an efficient way. 4 Another way I use technology is I sat down 5 with our clerk of court. I used to walk by in the 6 clerk's office, I would see one particular clerk of 7 court personnel was sitting at her desk every day with 8 a stack this high. They were just judgments and 9 notices of the Form 4s that they actually sent out in 10 each case. Her job all day long was to stuff these 11 envelopes, enter the Form 4s into the computer and 12 prepare the envelopes for mailing out. I said, "Why 13 can't we computerized that entire process?" 14 So we all sat down and I showed them what 15 they could do. Now we got to the point where that 16 entry is made in the courtroom automatically before 17 anyone gets to the office below, the computer has 18 already printed it out on one of those little mailers 19 where the printer kind of goes over and swipes it and 20 prints everything on the inside and the address on the 21 outside. Kind of like a tax bill. And they saved that 22 one position from having to hire another person in the 23 future. 24 The clerk of court is able to use that one 25 person now for other duties, and that whole task has 0076 1 been computerized. So that's eight man hours a day the 2 clerk saved. 3 I also used my technology background to 4 assist the clerk of court with jury selection 5 procedures. Through those changes that we made, the 6 clerk of court, and it was a bet, they dared me to come 7 up with something, and we saved a hundred thousand 8 dollars just the first year alone. And I assume 9 they've been saving that every year since then. But 10 those are some of the things you do. You have to be 11 willing to think outside of the box as a leader, and 12 you have to be willing to try things. 13 I went to a conference with the chief judge, 14 and we learned that one of the greatest things that you 15 come up against in a system is that people are afraid 16 of change. You have to be willing to experiment to get 17 places. 18 Q. Based on your present plans, would you please 19 discuss the length of time you intend to serve as the 20 chief judge, if you were elected, nominated by the 21 commission and elected by the General Assembly, and 22 would you also describe the accomplishments you hope to 23 achieve over that time. 24 A. Well, it would be my goal to serve out the 25 term. Obviously, I had hoped to accomplish an 0077 1 evaluation of our processes at the court system to see 2 what we can do to improve things or modify things. 3 We've been blessed with a great chief judge presently. 4 We've been blessed with a great chief staff attorney, 5 and we have a new clerk of court that's also great. So 6 if I become chief judge, I have around me great 7 resources for evaluating the system. 8 I would hope to ask every person that works 9 in the courthouse for any ideas or suggestions that 10 they might have about how we handle cases. I know PCR 11 docket is one of the big concerns, as you may know. 12 Used to be that the Supreme Court handled all those 13 postconviction relief case. They've only recently 14 decided the Court of Appeals would handle all of those. 15 And we're pretty much the last resort on those cases 16 because they have indicated in the case that we do not 17 serve on it, they're not going to take up on review. 18 And I know that docket is now huge. And I would hope 19 to do the same thing that I did with the PCR docket at 20 the Circuit Court level experience -- getting the same 21 kind of experience and results with the docket at the 22 appellate level. 23 Q. Judge Pieper, I think you've answered the 24 first part of my next question, so I'm only going to 25 ask you the second part of it. 0078 1 Do you have any plans that would improve or 2 foster collegiality on the Court of Appeals? 3 A. Well, we've just started a lunch system where 4 each of us coordinates a lunch each month, and we meet. 5 And that person is responsible for picking the location 6 and for setting out the details and the other things 7 that would be discussed at that meeting. And we found 8 that that's worked out very well. And I hope to 9 continue that. 10 I also hope to do that more with maybe the 11 staff, maybe do it with the attorneys maybe every other 12 month or every quarter, and the clerk of court 13 personnel, also. 14 I would also like -- as you know, I teach at 15 the law school and education is a big thing to me. I 16 read cases the minute they come out. And I would like 17 to start more in-house training programs for the court 18 that I think will improve not only our -- the quality 19 of our work, but collegiality amongst us all, also, 20 because we are able to sit down and discuss issues on a 21 regular basis. 22 Q. Judge Pieper, although you've briefly 23 addressed a question concerning judicial activism in 24 your sworn statement, could you explain your approach 25 to your general judicial philosophy? 0079 1 A. I believe that cases should be decided on the 2 merits without regard to any individual's personal 3 philosophy. I do not believe in judicial activism, if 4 activism, by your definition, means that I should go 5 beyond the parameters of the law. I believe the 6 legislature dictates the policy of the court system 7 through its legislative enactments, and we should 8 enforce that law through our interpretations of that 9 law consistent with the United States and state 10 constitutions. 11 Q. Thank you, Judge Pieper. 12 And I just have a few final housekeeping 13 questions for you. 14 Have you sought or received the pledge of any 15 legislator prior to this date? 16 A. No, I have not. 17 Q. Have you sought or have you been offered a 18 conditional pledge of support of any legislator pending 19 the outcome of your screening? 20 A. No, I have not. 21 Q. Have you asked any third parties to contact 22 members of the General Assembly on your behalf? 23 A. No, I have not. And just for the record, 24 this time I did it a little differently. I haven't 25 even mailed out a letter yet. 0080 1 Q. Have you contacted any members of the 2 commission? 3 A. No, I have not. I've seen them on the ramp, 4 though, and walk by. I certainly say hello if they 5 walk by me. 6 Q. Do you understand that you're prohibited from 7 seeking a pledge or a commitment until 48 hours after 8 the formal release of the commission's report? 9 A. Yes, ma'am. 10 Q. Have you reviewed the commission's guidelines 11 on pledging? 12 A. Yes, ma'am. 13 Q. And as a follow-up, are you aware of the 14 penalties for violating the pledging rules? That is, 15 it is misdemeanor and upon conviction, the violator 16 must not be fined not more than a thousand dollars or 17 imprisoned not more than 90 days? 18 A. Yes, ma'am. It would be a terrible way to 19 leave office. 20 MS. COOMBS: Mr. Chairman, Members of the 21 Commission, I would note that the Lowcountry Citizens 22 Committee rated Judge Pieper as well qualified on all 23 nine evaluative criteria. And I would also just note 24 for the record that any concerns raised during the 25 investigation regarding Judge Pieper were incorporated 0081 1 into the questioning of Judge Pieper today. 2 Mr. Chairman, I have no further questions. 3 SEN. MCCONNELL: All right. Does any member 4 of the commission have any questions? 5 If not, Judge Pieper, this concludes this 6 stage of the screening process. As you know, the 7 record will remain open until the report is published, 8 and you may be called back at such time if the need 9 arises. Not to indicate anything is pending, but it is 10 something that the commission has retained. 11 Further, again, let me remind you of the 12 48-Hour Rule and ask you to be mindful of that. Anyone 13 inquires with you about whether or not they may 14 advocate for you in the event that you are screened 15 out, please remind them of the 48-Hour Rule for us. We 16 would appreciate it. 17 We want to thank you for offering. Thank you 18 for your past service to the people of South Carolina, 19 and I hope you have a good day. 20 JUDGE PIEPER: Thank you. Thank you all. 21 (The Honorable Daniel F. Pieper exits the 22 room.) 23 SEN. MCCONNELL: Bring in Judge Short. 24 (Off the record.) 25 (The Honorable Paul E. Short enters the 0082 1 room.) 2 SEN. MCCONNELL: We'll go back on the record 3 at this point. 4 We have the Honorable Paul E. Short before 5 us. He's offering for the Court of Appeals, chief 6 judge, seat number 5. 7 If you would be so kind as to raise your 8 right hand, please, sir. 9 Do you swear to tell the truth, the whole 10 truth and nothing but the truth, so help you God? 11 JUDGE SHORT: I do, sir. 12 SEN. MCCONNELL: Thank you. 13 The Judicial Merit Selection Commission has 14 thoroughly investigated your qualifications for the 15 bench. Our inquiry has focused on our nine evaluative 16 criteria. It has included a survey of the bench and 17 the bar, a thorough study of your application 18 materials, a verification of your compliance with state 19 ethics laws, a search of newspaper articles in which 20 your name appears, a study of previous screenings, and 21 a check for economic conflicts of interest. 22 We have received no affidavits filed in 23 opposition to your election. No witnesses are present 24 to testify. I would ask you if you have any brief 25 opening statement you may wish to give, which is purely 0083 1 optional, before I turn you over to counsel for 2 questioning. 3 JUDGE SHORT: Yes, sir. I'm pleased to be 4 here today once again, and I will try to answer all the 5 questions as fully as possible. 6 SEN. MCCONNELL: Thank you. Please answer 7 counsel's questions. 8 MS. WELLS: Thank you, Mr. Chairman. 9 Judge Short, you have before you your 10 personal data questionnaire and your amendment that you 11 submitted. Are there any additional amendments that 12 you want to make at this time to your personal data 13 questionnaire? 14 JUDGE SHORT: No, ma'am. 15 MS. WELLS: I would ask, Mr. Chairman, that 16 Judge Short's personal data questionnaire and amendment 17 be entered as an exhibit into the hearing record. 18 SEN. MCCONNELL: Is there any objection? 19 There being none, so ordered at this time. 20 (EXHIBIT 16, Personal Data Questionnaire of 21 The Honorable Paul E. Short, admitted.) 22 MS. WELLS: Judge Short, you also have before 23 you the sworn statement you provided with detailed 24 answers to over 30 questions regarding judicial 25 conduct, statutory qualification, office administration 0084 1 and temperament. Are there any additional amendments 2 you would like to make at this time to your sworn 3 statement? 4 JUDGE SHORT: No, ma'am. 5 MS. WELLS: Mr. Chairman, I would ask that 6 Judge Short's sworn statement be entered as an exhibit 7 into the hearing record. 8 SEN. MCCONNELL: Is there any objection? 9 There being none, so ordered. 10 (EXHIBIT 17, Sworn Statement of The Honorable 11 Paul E. Short, admitted.) 12 MS. WELLS: As a final procedural matter, I 13 note for the record that based on the testimony 14 contained in Judge Short's personal data questionnaire, 15 which has been included in the record with his consent, 16 Judge Short meets the statutory requirements for this 17 position regarding age, residence and years of 18 practice. 19 BY MS. WELLS: 20 Q. Judge Short, would you please explain to the 21 members of the commission why you now want to serve as 22 chief judge to the Court of Appeals, please. 23 A. Yes, ma'am. Mr. Chairman and Ladies and 24 Gentlemen of the Commission, when Chief Judge Hearn 25 goes to the Supreme Court, I believe December 31st of 0085 1 this year, two-thirds of the members of the Court of 2 Appeals will have been serving for less than two and a 3 half years. 4 At this time in our history, I believe that 5 it is very imperative that we have a chief judge who 6 has experience and institutional knowledge and a good 7 working relationship with all the staff clerks and 8 judges of the Court of Appeals. I believe I can 9 contribute. I believe I can contribute to the 10 stability of our court and provide experienced 11 leadership and promote collegiality among all the 12 judges and staff at the court. That's why I would like 13 to serve as the chief judge. 14 Q. Thank you. 15 Judge Short pursuant to Section 14-8-80 of 16 our code and Article 5, Section 4 of the constitution, 17 the chief judge of the Court of Appeals has additional 18 responsibilities besides serving as an appellate judge. 19 Specifically, what in your background would 20 assist you in managing the Court of Appeals as chief 21 judge? 22 A. Yes, ma'am. I believe that my 18 years' 23 experience on the Circuit Court and the Court of 24 Appeals where I have served for five years would 25 provide me with valuable managerial experience in 0086 1 administering the managerial duties of the chief judge. 2 While I've been on the Court of Appeals the 3 last five years, I've attended many agenda meetings, 4 which are monthly meetings wherein policy is 5 formulated, discussed and implemented. I've also 6 recently had the opportunity to serve as a mentor to 7 one of our newly elected associate justices. And at 8 that time, I was able to reflect on the duties, 9 responsibilities and obligations of an appellant court 10 judge on the Court of Appeals. 11 I've also experienced several different 12 variations of appellate case management, which has been 13 employed by our current chief judge, and I believe I 14 have an understanding of the weaknesses and the 15 strengths of each of the systems. Additionally, when I 16 was on the Circuit Court on many occasions, I was 17 assigned to serve as the chief administrative judge for 18 both civil and criminal purposes, and I had the 19 opportunity or the obligation to handle large case 20 loads. And I believe I have experience doing that. 21 Additionally, I practiced law for 20 years 22 before going on the Circuit Court, and I was a senior 23 partner in -- managing law partner in a small law firm 24 in Chester where I practiced for 20 years. And at that 25 time I had the responsibility for the day-to-day 0087 1 management of the firm and for providing for the needs 2 of our staff. So I believe all of that would greatly 3 assist me in managing the duties of the chief judge. 4 Q. Thank you, Judge Short. 5 Based on your present plans, what would be 6 the length of time you would intend to serve as the 7 chief judge if you were nominated by the commission and 8 elected to this position by the members of the General 9 Assembly and describe the accomplishments you hope to 10 achieve over that time span. 11 A. Yes. I would like to -- if I continue to be 12 blessed with good health, I would like to serve until 13 I'm 72 years of age, the mandatory retirement age in 14 our state. And during that time, I would like to 15 accomplish the finalization of the installation of the 16 Web-based appellate management system, which is 17 currently in the bidding stage, I understand. 18 I would also like to provide for earlier 19 identification of cases that need to be certified from 20 our court to the South Carolina Supreme Court. And I 21 would also like to implement an appellate arbitration 22 program in conjunction with the South Carolina Supreme 23 Court. 24 And I would like to improve the efficiency of 25 the personnel and accounting systems within our court 0088 1 by the implementation of the South Carolina Enterprise 2 Information System. 3 Q. What concrete plans, Judge Short, do you have 4 to improve the collegiality of the Court of Appeals? 5 A. Well, I would continue -- approximately six 6 months ago, Chief Judge Hearn established a program 7 wherein each month after our monthly agenda meetings we 8 all have lunch together. That program has worked very 9 nicely. Of course, we all pay for our own lunch. And 10 that program has worked very well. It's a social time 11 that we kind of get to comingle and intermingle with 12 the other members of the court. And oftentimes on the 13 appellate level, you spend most of your time reading 14 and you're not together except during oral arguments. 15 So I think that's been a good program. 16 Additionally, if elected to be the chief 17 judge, I would like to -- at the end of each agenda 18 meeting, I would like to dismiss all of our staff and 19 clerks and no one be in the room except for the nine 20 judges and at that time take up any concerns that any 21 judge on the Court of Appeals may have. I think this 22 definitely would invite everyone to participate in the 23 policy making of the court and to feel included. 24 Also, I recently discovered that we have a 25 policy book at the Court of Appeals that's kind of been 0089 1 neglected over the last several years. Policies that 2 we've adopted or the former chief judges have adopted, 3 and clerk of courts have not all been put in the policy 4 book, and one of my goals would be to bring that policy 5 book up to date and distribute a copy to every member 6 of the Court of Appeals. 7 Q. Judge Short, what would you say as a manager 8 and a leader are three of your major strengths and what 9 are three of your major weaknesses? 10 A. I believe I have the ability to work well 11 with all types of different people, including judges, 12 litigants, professional staff, law clerks and everyone 13 else. I also think I have the ability, or hope I do, 14 to see the big picture and to recognize when to 15 prioritize in order to meet larger goals. 16 I also always strive for flexibility and 17 adaptability, and I believe this is very important in 18 our current economic situation where the court is 19 facing changes because of hiring freezes and cuts in 20 travel and cuts in staff at this time. 21 Q. And what about your three major weaknesses? 22 A. I think that sometimes I need to work on my 23 patience because I have a tendency to want everything 24 done immediately. I also think I need to improve my 25 computer skills. I was from the old school, and I've 0090 1 had to adapt to that during my legal career. And I 2 also need to be ever mindful that a manager must 3 recognize when to delegate matters because of time 4 constraints. 5 Q. Judge Short, you briefly addressed the 6 question concerning judicial activism in your sworn 7 statement. Could you explain to the members of the 8 commission your general philosophy regarding judicial 9 activism. 10 A. I do not believe in judicial activism. I 11 believe that under the constitution of South Carolina, 12 judges are elected by the General Assembly to interpret 13 the law, not to set or promote any type social or 14 public policy. I've always attempted -- any time I've 15 been involved in a case involving the interpretation of 16 the statute, I've always tried to ascertain the intent 17 of the legislature by going back and studying the 18 legislative history of the bill or the act in order to 19 determine the legislature's intent. 20 Q. Judge Short, have you sought or received the 21 pledge of any legislator prior to this date? 22 A. No, ma'am, I have not. 23 Q. Have you sought or have you been offered a 24 conditional pledge of support of any legislator pending 25 the outcome of your screening? 0091 1 A. I have not. 2 Q. Have you asked any third parties to contact 3 members of the General Assembly on your behalf? 4 A. No, ma'am. 5 Q. Have you contacted any members of the 6 commission? 7 A. No, ma'am. I advised Mr. Delleney that I was 8 going to run back when I decided to run when Chief 9 Judge Hearn retired because he is my representative, 10 and I didn't want him to read that in the paper or 11 something without me first advising him. But that was 12 our only discussion about it. 13 Q. Judge Short, during the legislative session 14 last week, you were observed on the house floor in 15 contravention of Section 2-19-70B, which states that, 16 "The privilege of the floor in either house of the 17 General Assembly may not be granted to any candidate or 18 any immediate family member of a candidate unless the 19 family member is serving in the General Assembly during 20 the time the candidate's application is pending before 21 the commission and during the time his nomination by 22 the commission for election to a particular judicial 23 office is pending in the General Assembly." 24 Could you explain to the members of the 25 commission how this occurred. 0092 1 A. Yes, ma'am. I'm sorry if I have violated any 2 rule. I did not intend to violate any rule. I have 3 not sought either directly or indirectly to obtain the 4 support or vote of any legislator. 5 Last Wednesday, I was on the gauntlet with 6 all the other judicial candidates shaking hands. After 7 that I was over, I was in the House lobby. I was 8 waiting on Representative Delleney. He is handling a 9 legal matter for my son-in-law. There was supposed to 10 be a decision out on that matter last week. I wanted 11 to ask him if he had heard about that matter before I 12 returned to Chester, in order that I could advise my 13 son-in-law. 14 I asked the sergeant at arms if I would speak 15 to him -- step in and speak to him. He said, "Yes." 16 When I did, the house was in recess for something. 17 There was no one presiding. As soon as I walked in and 18 turned to the right, and before I could go down to the 19 end of the rail, I noticed that Representative Delleney 20 was involved talking to a large group of legislators so 21 I knew I couldn't talk to him. I just waved and left 22 the floor. I did not speak to anyone about my 23 candidacy, and I would never violate any rule 24 intentionally. 25 Q. Thank you. 0093 1 And you understand you are prohibited from 2 seeking a pledge of commitment until 48 hours after the 3 formal release of the commission's report? 4 A. Yes, ma'am. 5 Q. And are you aware of the penalties for 6 violating the pledging rules, that it is a misdemeanor 7 and upon conviction, the violator must be fined not 8 more than one thousand dollars or imprisoned not more 9 than 90 days? 10 A. Yes, ma'am. 11 Q. I would note for the record that the Piedmont 12 Citizens Committee reported that Judge Short was well 13 qualified for this position, finding the following: As 14 the constitutional qualifications, he was well 15 qualified as a sitting judge. As to ethical fitness, 16 well qualified, no ethical problems noted. For 17 professional academic ability, well qualified. They 18 noted his continuing education courses up to date, 19 close to having juris master's degree from the 20 University of Nevada. 21 As to his character, well qualified, no 22 character issues were noted. Reputation good. As an 23 attorney, he had the highest professional rating that 24 he could receive from his peers on the 25 Martindale-Hubbell rating as an AV. 0094 1 On physical health, appears to be good. 2 Mental stability, appears to be mentally stable. 3 Experience, well qualified. Currently a senior 4 South Carolina Court of Appeals judge with five years' 5 experience and 13 years' experience as a Circuit Court 6 judge. And as to judicial temperament, good. Appears 7 to be cordial, open-minded, fair and a good listener. 8 I would just note for the record, 9 Mr. Chairman, any concerns raised during the 10 investigation regarding Judge Short were incorporated 11 into my questioning of him today. 12 I have no further questions. 13 SEN. MCCONNELL: Thank you. Let me see if 14 any member of the commission has a question. 15 Being none, that will conclude this portion 16 of our screening process. 17 As you know, the record will remain open 18 until the report is publish, and you could be called 19 back at such time if the need arises. That's not to 20 indicate that anything is pending. It's just our 21 practice. 22 I remind you again of the 48-Hour Rule. Ask 23 that you be mindful of that. If anyone inquires with 24 you about whether or not they may advocate for you in 25 the event that you are screened out, please remind them 0095 1 of the 48-Hour Rule. 2 With that, we want to thank you for your past 3 service to the people of South Carolina and for 4 offering, and you are free to go. Have a good day. 5 JUDGE SHORT: Thank you, Mr. Chairman and 6 Members of the Commission. 7 SEN. MCCONNELL: Good to see you. 8 (The Honorable Paul E. Short exits the room.) 9 (Off the record.) 10 SEN. MCCONNELL: Senator Knotts, you want to 11 stop at this point and deal with this race? 12 SEN. KNOTTS: Whatever the wish of the 13 commission. 14 SEN. MCCONNELL: Do you all want to stop 15 right now and deal with this? Let's do that. 16 Do I have a motion that we go into executive 17 session? 18 SEN. KNOTTS: So moved. 19 MR. SELLERS: So moved. 20 SEN. MCCONNELL: Is there any opposition? 21 If not, let the record show that all of us, 22 including the proxy, voted for it. 23 With that, Sergeant, please seal the chambers 24 for us. 25 (Members go into executive session.) 0096 1 * * * * * 2 (Members come out of executive session.) 3 SEN. MCCONNELL: All right. We're back in 4 open session. And first we'll take up the question of 5 the position on the Supreme Court. 6 We have one person, Justice Donald W. Beatty. 7 Any motions or comments? 8 SEN. KNOTTS: Motion nominated and -- 9 qualified and nominated. 10 SEN. MCCONNELL: Motion by the senator from 11 Lexington to qualify and to nominate. 12 MR. HARRELL: Second. 13 REP. CLEMMONS: Second. 14 MS. MCLESTER: Second. 15 SEN. MCCONNELL: Seconded. 16 Floor is now open for any discussion. If 17 not, we'll go into a vote. 18 All in favor, please raise your right hand. 19 Ten counting the proxy, professor votes. 20 The record shows that by unanimous vote he 21 has been qualified and nominated. 22 All right. The next we move to is the 23 candidates for Court of Appeals, seat number 5, the 24 chief judge position. In this we have five candidates. 25 And in accordance with the statute, we can only report 0097 1 out -- we can only nominate three. So our first 2 question, I guess, to the body is to go through and to 3 qualify, see who's qualified. 4 Are there any motions? 5 MR. SELLERS: I move all five be found 6 qualified. 7 SEN. KNOTTS: Second. 8 SEN. MCCONNELL: Motion by Mr. Sellers is 9 that all five be found qualified. 10 Senator from Lexington seconds. 11 Floor is now open for any discussion on the 12 question of qualification. 13 Being none, all in favor, please raise your 14 right hand. 15 Include the proxy of Professor Freeman on 16 that. 17 Let it show that by unanimous vote of the 18 commission, all the candidates have been qualified. 19 Now, we are open and we'll have to vote on 20 the question of reporting out three for nominations. 21 Is there any discussion prior to? 22 If not, what I'm going to do is ask the staff 23 to just call the candidate's name and each of us will 24 vote. We'll take a tally and see where we are and 25 proceed from there. 0098 1 Is that satisfactory? 2 SEN. KNOTTS: How many votes does it take, 3 Mr. Chairman, to reach a -- 4 MS. SHULER: Six. 5 SEN. KNOTTS: Six? 6 SEN. MCCONNELL: Six votes to nominate. 7 All right. With that, I'll ask the staff 8 to -- 9 MS. SHULER: Judge John few. 10 Six. 11 Judge Thomas Huff. 12 Are you voting a proxy? 13 SEN. MCCONNELL: No, not at this time. 14 MS. SHULER: Five votes. 15 Judge Alison Lee. 16 Three. 17 Judge Daniel Pieper. 18 Eight. 19 Are you voting the proxy? 20 SEN. MCCONNELL: Yes. 21 MS. SHULER: Nine. 22 Judge Paul Short. 23 Are you voting proxy? 24 SEN. MCCONNELL: How many is it? 25 MS. SHULER: That's five. 0099 1 SEN. MCCONNELL: Not at this time. 2 MS. SHULER: So Judge Pieper and Judge Few. 3 Nine for Judge Pieper and six for Judge Few. Judge 4 short had five. Judge Huff had five. And Judge Lee 5 had three. 6 SEN. MCCONNELL: By vote, Judge Few and 7 Judge Pieper have been elected -- or been nominated, 8 excuse me. 9 All right. Call the remaining candidates' 10 names out, and you may vote accordingly. 11 MS. SHULER: With one vote left. 12 SEN. MCCONNELL: One vote this time. 13 MS. SHULER: Judge Thomas Huff. 14 Two. 15 Judge Alison Lee. 16 Three. 17 Judge Paul Short. 18 Are you voting your proxy? 19 SEN. MCCONNELL: Yes. 20 MS. SHULER: Five. 21 SEN. MCCONNELL: No one is nominated. All 22 right. We'll have to vote again. 23 MS. SHULER: All right. Judge Thomas Huff. 24 Third round. 25 Zero. 0100 1 Judge Alison Lee. 2 Three. 3 Judge Paul Short. 4 Six. 5 And are you voting the proxy? 6 SEN. MCCONNELL: Yes. 7 MS. SHULER: Seven. So the third candidate 8 is Judge Paul Short. 9 So the candidates are Judge Few, Judge Pieper 10 and Judge Paul Short. 11 (A recess transpired.) 12 (The Honorable Frank Robert Addy Jr. enters 13 the room.) 14 SEN. MCCONNELL: All right. We are 15 reconvening at this time, and we have before us 16 Honorable Frank Robert Addy Jr., who is offering for 17 the Circuit Court, Eighth Circuit, seat number 1. 18 Would you be so kind as to raise your right 19 hand, please, sir. 20 Do you swear to tell the truth, the whole 21 truth and nothing but the truth, so help you God? 22 MR. ADDY: I do. Yes, sir. 23 SEN. MCCONNELL: Thank you, sir. 24 Judicial Merit Selection Commission has 25 thoroughly investigated your qualifications for the 0101 1 bench. Our inquiry has focused on our nine evaluative 2 criteria, and it has included in a survey of the bench 3 and the bar, a thorough study of your application 4 materials, a verification of your compliance with state 5 ethics laws, a search of newspaper articles in which 6 your name appears, a study of previous screenings, and 7 a check for economic conflicts of interest. 8 We have received no affidavits filed in 9 opposition to your election. No witnesses are present 10 to testify, so I would ask you if you have any brief 11 opening statement you wish to make, which is purely 12 optional, and if you have anybody you wish to introduce 13 or anything today, you'll do that at this point before 14 I turn you over to counsel for questioning. 15 JUDGE ADDY: Senator. Thank you. This is my 16 wife, Kelly Addy. She's here showing support for me. 17 SEN. MCCONNELL: Glad to have you with us 18 today. 19 JUDGE ADDY: I don't have any opening 20 statement. You all are on schedule. I don't want to 21 mess up that in any way, shape or form. It's a 22 pleasure to see you all again, a pleasure to be here 23 again. 24 SEN. MCCONNELL: Well, today we dispute 25 whether we're on house or senate time. With that, I'll 0102 1 turn you over to counsel who has a few questions for 2 you. 3 JUDGE ADDY: Yes, sir. 4 MS. GOLDSMITH: Mr. Chairman and Members of 5 the Commission, I have a few procedural matters to take 6 care of with this candidate. 7 Judge Addy, you have before you the personal 8 data questionnaire you submitted as part of your 9 application. Are there any amendments that you would 10 like to make at this time to your PDQ? 11 JUDGE ADDY: Yes, ma'am. Question number 10 12 of the PDQ relating to CLE compliance. I have attended 13 three additional CLEs since I submitted my application. 14 The bench and bar, the solicitor's conference, and the 15 South Carolina Association of Probate Judge's 16 Conference. 17 Also question 11 of the PDQ relating to 18 lectures and presentations that I have given. I gave a 19 presentation entitled Motion Sickness that dealt with 20 comparison with South Carolina Rules of Civil Procedure 21 with probate practice and how those rules relate to the 22 probate court. I gave that lecture on October the 9th 23 of this year. 24 Question 13 of the PDQ, I need to correct the 25 year that I was admitted to the practice of law. I was 0103 1 admitted to the South Carolina bar on November 15th, 2 1993 and not 1995. 3 That is all the corrections for the PDQ. I 4 do have a correction to the sworn statement, as well, 5 if you wanted that. 6 MS. GOLDSMITH: Mr. Chairman, I would like to 7 ask that Judge Addy's personal data questionnaire and 8 his amendment be entered as an exhibit into the hearing 9 record. 10 SEN. MCCONNELL: Is there any objection? 11 There being none, so ordered. 12 (EXHIBIT 18, Personal Data Questionnaire of 13 The Honorable Frank Robert Addy Jr., admitted.) 14 MS. GOLDSMITH: Judge Addy, you have before 15 you your sworn statement that provided detailed answers 16 to over 30 questions regarding judicial conduct, 17 statutory qualifications, office administration and 18 temperament. 19 Are there any amendments you would like to 20 make at this time to your sworn statement? 21 JUDGE ADDY: Yes, ma'am. Question number 26 22 relating to expenditure. On October the 22nd, I spent 23 additional $17.12 on a name badge. That brings my 24 total spent in this race to $296.49. 25 MS. GOLDSMITH: At this time, Mr. Chairman, I 0104 1 would like to ask that Judge Addy's sworn statement and 2 his amendment be entered as an exhibit into the hearing 3 record. 4 SEN. MCCONNELL: Without objection, so 5 Ordered. 6 (EXHIBIT 19, Sworn Statement of The Honorable 7 Frank Robert Addy Jr., admitted.) 8 MS. GOLDSMITH: One final procedural matter. 9 I note for the record that based on the testimony 10 contained in the candidate's PDQ, which has been 11 included in the record with the candidate's consent, 12 Judge Frank R. Addy Jr., meets the statutory 13 requirements for this position regarding age, residence 14 and years of practice. 15 BY MS. GOLDSMITH: 16 Q. Judge Addy, why do you want to serve as a 17 Circuit Court judge? 18 A. Thank you. I appreciate that question. 19 The main reason that I feel like I'm well 20 qualified for this position is the nature of my 21 previous experience. For the last -- well, for 22 approximately two years recently, I served as acting 23 Circuit Court judge while our resident judge was 24 recovering from cancer. 25 I currently serve as the drug court judge for 0105 1 the Eighth Circuit Drug Court Program. That's a 2 program that I helped established. It's going very 3 well. We're about a year and a few months into the 4 implementation of this program. It's going great. 5 We're having incredible success with that program. 6 I currently serve as special referee on a 7 number of cases, civil cases from the common pleas 8 docket. Where, again, the Eighth Circuit, we only have 9 one judge currently at this point in time, and that 10 causes somewhat of a backlog. And I volunteer my time 11 to hear cases from the common pleas docket that don't 12 require a jury. So I have been doing that for a number 13 of years. 14 In addition to those positions, I served as a 15 deputy solicitor for four and half years. I was public 16 defender for two years. I've been in the private 17 practice of law. I've even been clerk of court for 18 Greenwood County for about three or four months. So if 19 there's any job that one can hold in the Circuit Court, 20 I've pretty much already done it. 21 The reason -- one of the main reasons, of 22 course, I'm offering for this job is I truly enjoy the 23 work. I enjoy the practice of law. I enjoy being a 24 judge because it's a great opportunity to help people. 25 And that's one of the things that I've been very 0106 1 pleasantly surprised about in drug court as well as the 2 last ten years of being a sitting judge is the ability 3 to help people, the ability to address a problem. And 4 I think sometimes -- sometimes if you focus on the fact 5 that a judge's job is to help people solve problems and 6 address some need they have, then that judge is going 7 to be a very successful individual. I enjoy it. 8 I enjoy my work. It's very time consuming. 9 It's very taxing. But I do like it. I feel like if 10 you like a job and you do it well -- if you like a job, 11 you're going to do it much better. 12 Q. Thank you, Judge Addy. 13 Are there any areas, including subjective 14 areas of law, where you need additional preparation in 15 order to serve as a judge and how would you handle that 16 additional preparation? 17 A. I don't feel that there's much that I'm not 18 already familiar with for the simple reason that I'm 19 already involved in so many different areas of law. As 20 a drug court judge, I handle any guilty pleas. I 21 handle the terminations. Mercifully, we've only had 22 two. By acting as special referee periodically 23 throughout the year, I'm familiar with the Rules of 24 Civil Procedure, civil law. The laws that would be 25 applied by a Circuit Court judge in that situation. 0107 1 Having served as a Circuit Court judge 2 previously, I'm familiar with all areas of that court's 3 jurisdiction. I don't feel like that's an area that I 4 need to bring myself up to speed. If there's any 5 particular area that I'm deficient in -- there's one 6 area that I would need more information on it's 7 probably the backlog docket and trying to figure out a 8 way to address that. 9 Q. Although you address this in your sworn 10 affidavit, could you please explain to the members of 11 the commission what you think is the appropriate 12 demeanor for a judge? 13 A. Certainly patient, very thoughtful, wise. 14 You have to be an excellent listener, excellent 15 listener. That's probably one of the most important 16 traits. 17 Additionally, and I don't know if this is 18 mentioned often enough, but a good judge is the kind of 19 judge who is his own worst critic. Always thinking 20 about what do I need to do? Is this -- am I absolutely 21 certain this is the correct result? Is there something 22 else that I need to look at? Is there some other area 23 that I need to explore? 24 A good judge is one who listens. A good 25 judge is one who is able to criticism themself. And 0108 1 that's important because obviously lawyers are hesitant 2 to criticize sitting judges, so it's important to have 3 that sense of humbleness and willingness to be 4 self-critical and to look internally and try and find 5 areas where you need to improve yourself. 6 Certainly a good listener. Being a good 7 listener is absolutely key for any judge. If the 8 parties come in and they feel like they've had an 9 opportunity to be heard and they feel like they have 10 been heard, they're going to leave that courtroom with 11 a much more positive impression about what just 12 happened. Even if you have to rule against them. 13 And I make it a practice in the ten years 14 that I've already served as a judge, we're going to 15 have a full hearing. The party is going to have an 16 opportunity to have their say. And if that takes a 17 little bit of extra, so be it. But nobody is going to 18 leave my courtroom feeling like they have not had the 19 opportunity to be heard. I feel that's very important. 20 Q. Thank you. 21 What suggestions would you offer for 22 improving the backlog of cases on the docket and in the 23 court of common pleas or in general sessions? 24 A. As far as the general sessions docket, if I 25 could address that one first. I was a deputy solicitor 0109 1 for four years, and I was in charge of a county in the 2 Eighth Circuit. In the time that I served as deputy 3 solicitor, we took the pending case docket down from 20 4 pages to 6 pages, which was a pretty substantial 5 accomplishment. It didn't happen overnight. It took 6 at least a year to get that kind of movement. 7 The way that was accomplished -- and, again, 8 a judge doesn't have a great deal of control over the 9 general sessions dockets. It's the solicitor that 10 calls those cases. But if you know your cases and 11 you're familiar with the kind of cases and problems 12 with those cases, if the solicitor can have that kind 13 of information and use it appropriately, you can move a 14 lot of cases. 15 But where you have a big backlog at your 16 inventory -- my father was in retail business, so I 17 kind of use the retail analogy. You've got to know 18 your inventory to move your inventory, was one of his 19 sayings. You've got to know what you have. And if you 20 have a case that's weak, you need to look at doing 21 something with that case. But the key is for the 22 solicitor to have an appreciation for how strong and 23 healthy that case is. 24 Judge Floyd, who is now on the federal bench, 25 had a great practice that I think would work really, 0110 1 really well. Whenever a visiting judge came in to a 2 new county -- whenever he came in to a new county, he 3 would make a point of getting with the solicitor, the 4 public defender, all the court officers, any court 5 officials, and explain to them basically what he 6 expected of them. And one of the things he expected of 7 them was, "Okay. If you've got a jury that's coming in 8 at 9:00, I want to be on the bench at 8:30, and I want 9 to be busy. I want the jury to have that sense that we 10 are doing things. We are getting stuff done." 11 So Judge Floyd's method of just meeting with 12 the people, bringing everybody to the table, talking to 13 them, making sure that they knew what he expected, that 14 was very effective and that helped me move those cases. 15 On the common pleas side, I feel like that my 16 experience in managing my current docket as well as my 17 experience as a deputy solicitor, that's going to 18 easily translate into the common pleas side as well. 19 I feel like the primary thing that a judge 20 who does control the common pleas docket needs to do is 21 exactly the same thing. Know your inventory. Know 22 what kind of cases, how complicated are these cases. 23 When you're setting up the docket, you can look at the 24 files, you can make a determination of, all right, is 25 this one that's going to be very, very contested and 0111 1 last two or three days? You can you look at the file 2 and say, is this a fairly short, one-day wreck case? 3 And you can't just trust the docket either. 4 You've got to actually get into it and physically look 5 at the files. Because the docket is going to reflect, 6 okay, wreck case, med mal, and it's not going to have 7 any specifics, any of the real meat of the case. 8 If you had judges that were making that 9 effort to get in and really learn about the kind of 10 cases that are pending and the kind of issues that are 11 outstanding on those cases, I think you could move the 12 common pleas docket a lot more efficiently. 13 Q. Thank you, Judge Addy. 14 Have you sought or received the pledge of any 15 legislator prior to today? 16 A. No, ma'am. 17 Q. Have you sought or have you been offered a 18 conditional pledge of support of any legislator pending 19 the outcome of your screening? 20 A. No, ma'am. 21 Q. Have you asked any third parties to contact 22 members of the General Assembly on your behalf? 23 A. No. I have had some solicited and 24 unsolicited requests, offers to contact members of the 25 General Assembly. I've explained to anyone who has 0112 1 contacted me about the prohibition regarding pledging. 2 I'm quite confident that no rules have been broken in 3 that regard. 4 Q. Have you contacted any members of the 5 commission? 6 A. No, ma'am. 7 Q. Do you understand that you are prohibited 8 from seeking a pledge or commitment until 48 hours 9 after the formal release of the commission's report? 10 A. Yes, ma'am, I am. 11 Q. Have you reviewed the commission's guidelines 12 on pledging? 13 A. I have. 14 Q. As a follow-up, are you aware of the 15 penalties for violating the pledging rules, that is, it 16 is a misdemeanor and upon conviction, the violator must 17 not be fined not more than a thousand dollars or 18 imprisoned not more than 90 days? 19 A. Yes, ma'am, I am. 20 MS. GOLDSMITH: I would note that the 21 Piedmont Citizens Committee has found Judge Addy well 22 qualified for the nine evaluative categories, which are 23 our constitutional qualifications, ethical fitness, 24 professional and academic ability, character, 25 reputation, experience, judicial temperament, physical 0113 1 health and mental stability. 2 The committee also noted that Mr. Addy is 3 highly regarded for his professional and academic 4 ability, character and reputation. The committee 5 stated they believe that Judge Addy would have an 6 excellent judicial temperament and found Judge Addy 7 well qualified for the position he is seeking. 8 I would note for the record that any concerns 9 raised during the investigation regarding Judge Addy 10 were incorporated into the questioning of him today. 11 Mr. Chairman, I have no further questions. 12 SEN. MCCONNELL: All right. Does any member 13 of the commission have a question? 14 If not, Judge Addy, that concludes this 15 portion of our screening process. As you know, the 16 record will remain open until the report is published, 17 and you could be called back at such time if a question 18 arises. It's not to indicate there's anything out 19 there outstanding, but it is the practice of this 20 commission. 21 I remind you of the 48-Hour Rule and ask you 22 to be mindful of that. If anyone inquires with you 23 about whether they may or may not advocate for you in 24 the event that you're screened out of here, we would 25 ask that you remind them of the 48-Hour Rule. 0114 1 JUDGE ADDY: I shall. 2 SEN. MCCONNELL: With that, we thank you for 3 offering and your past service to the people of 4 South Carolina. I wish you well. Have a great day. 5 JUDGE ADDY: Thank you, Senator. Thank you 6 all. 7 SEN. MCCONNELL: Glad to have you with us. 8 (The Honorable Frank Robert Addy Jr. exits 9 the room.) 10 SEN. MCCONNELL: Please bring the next 11 candidate in. Bryan Able. 12 (Mr. Bryan Able enters the room.) 13 SEN. MCCONNELL: All right. We'll go back on 14 the record at this time. 15 And we have before us Bryan Able, who is 16 offering for Circuit Court, Eighth Circuit, seat number 17 1. 18 Mr. Able, before I start, do you have anybody 19 here you wish to introduce to us? 20 THE WITNESS: I have with me my wife, Toni. 21 MRS. ABLE: Good morning. 22 SEN. MCCONNELL: Good morning. We're glad to 23 have you with us. 24 MRS. ABLE: Thank you. 25 SEN. MCCONNELL: If you would be so kind as 0115 1 to raise your right hand. 2 Do you swear to tell the truth, the whole 3 truth and nothing but the truth, so help you God? 4 MR. ABLE: So help me God. 5 SEN. MCCONNELL: Thank you, sir. 6 The Judicial Merit Selection Commission has 7 thoroughly investigated your qualifications for the 8 bench. Our inquiry has focused on the nine evaluative 9 criteria. It's included a survey of the bench and the 10 bar, a thorough study of your application materials, a 11 verification of your compliance with state ethics laws, 12 a search of newspaper articles in which your name 13 appears, a study of the previous screenings, a check 14 for economic conflicts of interest. 15 We have received no affidavits filed in 16 opposition to your election. No witnesses are present 17 to testify. 18 So I would ask you if you have any brief 19 opening statement you may wish to make, I will tell you 20 it is purely optional, before I turn you over to 21 counsel that will have some questions for you. 22 MR. ABLE: No, sir. I have no opening 23 statement. 24 SEN. MCCONNELL: All right. Please answer 25 the counsel's questions. 0116 1 MR. ABLE: Yes, sir. 2 MR. WRIGHT: Good afternoon, Mr. Able. 3 MR. ABLE: Yes, sir. 4 MR. WRIGHT: Mr. Chairman and Members of the 5 Commission, I have a few procedural matters to take 6 care of. 7 Mr. Able, you have before you the personal 8 data questionnaire you submitted as part of your 9 application. 10 MR. ABLE: Yes, sir. 11 MR. WRIGHT: Are there any additional 12 amendments that you would like to make at this time to 13 your PDQ? 14 MR. ABLE: I know of none, no, sir. 15 MR. WRIGHT: Mr. Chairman, I would like to 16 ask that Mr. Able's personal data questionnaire be 17 entered as an exhibit into the record. 18 SEN. MCCONNELL: It will be done so at this 19 time. 20 (EXHIBIT 20, Personal Data Questionnaire of 21 Bryan C. Able, admitted.) 22 MR. WRIGHT: Mr. Able, you also have before 23 you the sworn statement you provided with detailed 24 answers to over 30 years regarding judicial conduct, 25 statutory qualifications, office administration and 0117 1 temperament. 2 Are there any other additional amendments you 3 would like to make to your sworn statement? 4 MR. ABLE: I know of none. 5 MR. WRIGHT: At this time, Mr. Chairman, I 6 would ask that Mr. Able's sworn statement be entered as 7 an exhibit into the hearing record. 8 SEN. MCCONNELL: Is there any objection? 9 Being none, so ordered. 10 (EXHIBIT 21, Sworn Statement of Bryan C. 11 Able, admitted.) 12 MR. WRIGHT: One final procedural matter. I 13 note for the record that based on the testimony 14 contained in the candidate's PDQ, which has been 15 included in the record with the candidate's consent, 16 Mr. Able meets the statutory requirements for this 17 position regarding age, residence and years of 18 practice. 19 BY MR. WRIGHT: 20 Q. Mr. Able, why do you now want to serve as a 21 Circuit Court judge? 22 A. I'd like to serve as a Circuit Court judge 23 for really one reason: I believe I could do a good 24 job. I have been practicing law now for 22 years. I 25 believe that I have the background necessary in all 0118 1 courts, not just the Circuit Court. I've practiced, 2 obviously, in the Circuit Court in both the court of 3 common pleas and the court of general sessions. I have 4 extensive background in both. And also have an 5 extensive background in family court, probate court, so 6 I feel I have a well-rounded experience in the 22 years 7 that I've practiced law to contribute and to be -- to 8 make a good Circuit Court judge. 9 I feel it's important in everyone's life that 10 you contribute, that you find something that you 11 believe you can do well. And I believe I can do this 12 well based upon what I've done so far as a lawyer. And 13 I look at it as a way to give back, a way to serve my 14 state and my community by serving as a Circuit Court 15 judge. 16 Q. Mr. Able, are there any areas of the law that 17 you would need to additionally prepare for in order to 18 serve as a judge and how would you handle that 19 additional preparation? 20 A. I think being a judge would be just like 21 being a lawyer. Every time a case comes before me, I 22 would prepare for it. When I get ready to try a case, 23 I prepare for that case. I think you have to do that 24 as a judge. 25 You never stop learning. I don't think that 0119 1 you can -- in the job as an attorney or the job as a 2 judge, I don't think anybody can ever stop learning. 3 But do I feel -- if the question is do I feel that I 4 have the knowledge necessary and the understanding of 5 the law to be a Circuit Court judge? I do. 6 In the past two weeks alone, I've appeared in 7 general sessions court, argued bond motions. I've got 8 a trial in common pleas court this week. As a matter 9 of fact, I have two trials in common pleas court this 10 week. Both of them this week are nonjury. But I've 11 tried a lot of jury cases. And I've appeared in family 12 court this morning. I had two hearings this morning 13 before I rushed down here to appear. 14 So I think there's always the process of 15 learning, always the process of reading to know more 16 about the job. But I don't think there's anything that 17 I need to do specifically to prepare myself for this 18 job. 19 Q. Mr. Able, could you explain what you think is 20 the appropriate demeanor for a judge? 21 A. Well, I think -- I would hope if elected to 22 the bench, I would be able to have the same demeanor 23 that I've always had, not just as an attorney but as an 24 adult. I try to live by the rule -- a very simple rule 25 in my life. I try to do everything in a way that would 0120 1 make my parents proud. I'm 48 years old. I turned 48 2 years old in August, and one of the guiding lights in 3 my life is always to try to do things in such a way to 4 ask myself would my parents be proud of me the way that 5 I handled that situation or the way that I did 6 something. 7 So that would be -- that would be the way 8 that I would try to be a judge. The way I've always 9 lived my life from the time I was a Boy Scout, got my 10 Eagle Scout award, through college, through law school, 11 in the past 22 years of practicing law. I've always 12 tried to listen to everybody. I've always tried to see 13 both sides. I've always tried to be humble. 14 I don't -- I think that a judge has to make 15 sure that he doesn't believe that he is any more 16 important than anybody else in a courtroom. There's a 17 lot of people that have to make that courtroom run. 18 Not just the judge. You have the clerk of courts, her 19 support staff, bailiffs, the lawyers and the parties. 20 And I believe everybody has to be heard. Everybody has 21 to be listened to. And I think that's the most 22 important thing for a judge to do. 23 Q. If elected, what would you like your legacy 24 to be as judge on the Circuit Court? 25 A. That he was a fair judge. That he wasn't 0121 1 willing to disregard the rules to try and achieve an 2 outcome that he thought was just. We have the rules 3 for certain reasons. 4 And somebody asked me one time about 5 knowing -- knowing the Rules of Civil Procedure, 6 knowing the rules of criminal court, and I told them, 7 "Basically this is my bible when I'm in court. These 8 are the rules that we live by." 9 And I believe that a judge has to adhere to 10 those rules. And I would hope that my legacy would be 11 that he was a good judge and that he followed the rules 12 that were supposed to administer that particular court. 13 Q. What suggestions would you offer for 14 improving the backlog on cases on the docket in Circuit 15 Court? 16 A. I think the biggest suggestion, you have to 17 have a judge who is willing to start working before 18 10:00 in the morning. In the past 22 years, I've 19 gotten in my office between 8:00 and 8:30 every 20 morning. You can't get these dockets down starting 21 work at 9:30 and 10:00 in the morning. You can't get 22 these dockets down to where they are controllable by 23 stopping work at 12:30 and not coming back till 2:00 24 and 2:30. And you can't get these dockets under 25 control by stopping work at 4:30. 0122 1 As I said, in the past 22 years, I get to my 2 office between 8:00 and 8:30. Usually closer to 8:00 3 because my children need to be at school by 8:00. But 4 I start working early. If I take a lunch, I take an 5 hour for lunch. Usually I eat lunch at my office. A 6 lot of times I bring a lunch from home so I can eat at 7 the office and work. And then I work till 5:30 or 6:00 8 at night. 9 That's the biggest problem I see with the 10 courts and the backlog that we now have is that court 11 starts at 10:00 or 10:30 in the morning. You knock off 12 at 12:30, and you come back at 2:00 or 2:30, and then 13 you leave at 4:30 or 5:00. And there's no way you can 14 get the work down in a day that needs to be done to try 15 to keep these dockets, particularly the criminal 16 dockets, keep the criminal dockets under control. They 17 just grow. 18 And I know particularly in the Eighth Circuit 19 they grow by leaps and bounds every term of court 20 because they don't dispose of enough cases to keep it 21 just at the minimum. Just to keep it at the current 22 level. And you're not going to be able to get these 23 dockets down by working four and five hours a day. You 24 just can't. 25 Q. Thank you, Mr. Able. I have a few 0123 1 housekeeping issues. 2 Have you sought or received the pledge of any 3 legislator prior to this date? 4 A. No, sir. 5 Q. Have you sought or have you been offered a 6 conditional pledge of support of any legislator pending 7 the outcome of your screening? 8 A. No, sir. 9 Q. Have you asked any third parties to contact 10 members of the General Assembly on your behalf? 11 A. No, sir. 12 Q. Have you contacted any members of the 13 commission? 14 A. No, sir. 15 Q. Do you understand that you're prohibited from 16 seeking a pledge or a commitment until 48 hours after 17 the formal release of the commission's report? 18 A. Yes, sir. I understand that. 19 Q. Have you reviewed the commission's guidelines 20 on pledging? 21 A. Yes, sir. 22 Q. As a follow-up, are you aware of the 23 penalties for violating the pledging rules, that is, it 24 is a misdemeanor and upon conviction, the violator must 25 be fined not more than $1,000 or imprisoned not more 0124 1 than 90 days? 2 A. Yes, sir, I'm aware of that. 3 MR. WRIGHT: I would note that the Piedmont 4 Citizens Committee reported that Mr. Able was well 5 qualified for each of the nine evaluative criteria: 6 Constitutional qualifications, ethical fitness, 7 professional and academic ability, character, 8 reputation, physical health, mental stability, 9 experience, and judicial temperament. 10 The citizens committee also noted they were 11 impressed by Mr. Able's work ethic and his extensive 12 experience. The committee found Mr. Able well 13 qualified for the office he is seeking. I would just 14 note for the record that any concerns raised during 15 your investigation regarding the candidate were 16 incorporated into the questioning of the candidate 17 today. 18 Mr. Chairman, I have no further questions. 19 SEN. MCCONNELL: Yes, sir. 20 Does any member of the committee have any 21 questions? 22 SEN. KNOTTS: Mr. Chairman. 23 SEN. MCCONNELL: Senator from Lexington. 24 SEN. KNOTTS: How long have you actually been 25 practicing? 0125 1 MR. ABLE: I think I was sworn in 2 November 23rd, 1987, so it will be 22 years this month. 3 SEN. KNOTTS: This work ethic that you talk 4 about, is it just something recently that you have 5 observed, or is it just basically been something over 6 the years that just continued to be the work ethic of 7 the courts? 8 MR. ABLE: Senator, I went to work for a 9 gentleman by the name of W. Paul Culbertson. He hired 10 me right out of law school. Mr. Culbertson loved 11 practicing law. And Mr. Culbertson expected me to be 12 there at 8:00 in the morning, and he expected me to 13 work until 6:00 or 6:30 at night. And that's what I 14 started out doing practicing law 22 years ago. 15 Mr. Culbertson and his partners, then Mike 16 Turner and Robert Whitesides, would usually work from 17 9:00 a.m. to 5:00 p.m. on Saturday. When I started 18 working, being a young lawyer and having a young 19 family, I asked them if they would only mind if I 20 worked 9:00 a.m. to 1 p.m. on Saturday. So that was my 21 work schedule until, you know, five or six years ago. 22 I don't work a lot of Saturdays anymore. My boss lets 23 me off now, and he's a pretty good boss. He lets me 24 stay home. So, by the way, it's me. I'm a sole 25 practitioner. 0126 1 But I've always worked like that. I 2 consider -- I don't know any other way to do it. 3 That's the way I was taught to practice law, and that's 4 the way I practice law. 5 SEN. KNOTTS: I understand that. But the 6 question I asked you was your observance of the court 7 system -- 8 MR. ABLE: Oh, I'm sorry. 9 SEN. KNOTTS: -- with the way the court and 10 the hours of the court, is that something that has just 11 been over the years a known thing, or is it something 12 that just occurred that you see judges starting to get 13 to work -- bad work ethics? 14 MR. ABLE: It's -- I don't think it's a 15 recent development, but it's not an unusual thing to 16 happen. Not every judge is like that. Don't get me 17 wrong. I don't believe that every judge comes in that 18 late and every judge leaves that early, but it does 19 happen quite often. 20 When, you know, a jury pool is there or you 21 have, you know, lawyers waiting, and judges come in at 22 10:00 -- or 9:30 or 10:00 or something like that. But 23 it's something that has happened over the years, yes, 24 sir. 25 SEN. KNOTTS: Thank you. 0127 1 SEN. MCCONNELL: Any other? 2 I appreciate your comments about your work 3 ethic. 4 MR. ABLE: Thank you, sir. 5 SEN. MCCONNELL: Thank you for addressing 6 that, and your perspective of the court. 7 MR. ABLE: Thank you. 8 SEN. MCCONNELL: If there are no other 9 questions, this concludes this part of the screening 10 process. As you know, the record will remain open 11 until the report is published, and so we reserve the 12 right to call back the candidate if we find there's 13 some outstanding matter. That's not to indicate 14 there's anything outstanding. 15 Let me again remind you of the 48-Hour Rule 16 and ask you to be very mindful of that. So much so 17 that if anyone inquires with you about whether or not 18 they may advocate for you in the event that you're 19 screened out of this committee, that you remind them 20 about the 48-Hour Rule. 21 MR. ABLE: Yes, sir. 22 SEN. MCCONNELL: With that, we thank you for 23 offering and you are free to go. Thank you, sir. 24 MR. ABLE: Thank you, sir. Thank you. 25 SEN. MCCONNELL: Have a good day. 0128 1 Glad to have you with us, also. 2 MRS. ABLE: Thank you. 3 (Mr. Able exits the room.) 4 (Off the record.) 5 (The Honorable Donald Bruce Hocker enters the 6 room.) 7 SEN. MCCONNELL: All right. We have before 8 us the Honorable Donald Bruce Hocker, who is offering 9 for Circuit Court, Eighth Circuit, seat number 1. 10 If you would be so kind as to raise your 11 right hand. 12 Do you swear to tell the truth, the whole 13 truth and nothing but the truth, so help you God? 14 JUDGE HOCKER: Yes, sir, I do. 15 SEN. MCCONNELL: Thank you, sir. 16 The judicial -- before I go any further, and 17 I apologize, if you have somebody here you would like 18 to introduce, we would be happy to stop and take that 19 introduction. 20 JUDGE HOCKER: Senator, I would like to 21 introduce my wife Gayle. My wife of 33 years, which 22 I'm very proud of. 23 SEN. MCCONNELL: We are delighted to have you 24 here with us today. 25 MRS. HOCK: Thank you. 0129 1 SEN. MCCONNELL: Thank you. 2 The Judicial Merit Selection Committee has 3 thoroughly investigated your qualifications for the 4 bench. Our inquiry has focused on the nine evaluative 5 criteria. It's included a survey of the bench and the 6 bar, a thorough study of your application materials, a 7 verification of your compliance with state ethics laws, 8 a search of newspaper articles in which your name 9 appears, a study of previous screenings, and a check 10 for economic conflicts of interest. 11 We have received no affidavits filed in 12 opposition to your election. No witnesses are present 13 to testify. 14 So I would ask you if you have any brief 15 opening statement you would like to make. It's purely 16 optional. I'll turn you over to counsel who will have 17 some questions for you. 18 JUDGE HOCKER: I just want to say that it's 19 an honor and a privilege to be a part of this process, 20 and I certainly am very appreciative of the opportunity 21 to be here today and be a part of this race. 22 SEN. MCCONNELL: Thank you. 23 Counsel. 24 MS. WELLS: Mr. Chairman and members of the 25 commission, a few procedural matters. 0130 1 Judge Hocker, you have before you your 2 personal data questionnaire you submitted as part of 3 your application. Were there any additional amendments 4 you wanted to make at this time? 5 JUDGE HOCKER: Ms. Wells, the only addition 6 would be an increase in $30 of postage and stationery 7 that I have expended since I filed this application. 8 That would be the only change. 9 MS. WELLS: Thank you. 10 Mr. Chairman, I would like to ask that Judge 11 Hocker's personal data questionnaire be entered as an 12 exhibit into the hearing record at this time. 13 SEN. MCCONNELL: Any objection? 14 There being none, so ordered. 15 (EXHIBIT 22, Personal Data Questionnaire of 16 The Honorable Donald Bruce Hocker, admitted.) 17 MS. WELLS: Judge Hocker, you also have 18 before you the sworn statement you provided with 19 detailed answers to over 30 questions regarding 20 judicial conduct, statutory qualifications, office 21 administration and temperament. Are there any 22 additional amendments you want to make at this time? 23 JUDGE HOCKER: No, ma'am. 24 MS. WELLS: Mr. Chairman, I would ask that 25 Judge Hocker's sworn statement be entered as an exhibit 0131 1 into the hearing record. 2 SEN. MCCONNELL: Is there any objection? 3 There being none, so ordered. 4 (EXHIBIT 23, Sworn Statement of The Honorable 5 Donald Bruce Hocker, admitted.) 6 MS. WELLS: As a procedural matter, I note 7 for the record that based on the testimony contained in 8 Judge Hocker's personal data questionnaire, which has 9 been included in the record with his consent, he meets 10 the statutory requirements for this position regarding 11 age, residence and years of practice. 12 BY MS. WELLS: 13 Q. Judge Hocker, after being an attorney since 14 1981 and associate probate judge for the past 25 years, 15 would you please tell the commission why you now want 16 to serve as the Circuit Court judge? 17 A. Ms. Wells, I truly believe that I've got more 18 than ample legal experience practicing before the 19 Circuit Court both on the civil end and on the criminal 20 side. I tried numerous cases before the Circuit Court. 21 In addition, as you just alluded to, I have 22 been associate probate judge for almost 26 years. I've 23 presided over numerous jury as well as nonjury cases. 24 One thing to note, in the probate court, cases are 25 tried exactly as they are tried in Circuit Court. 0132 1 Either jury or nonjury. 2 And I've also been privileged, and I accept 3 it as an honor to be appointed on a regular basis by 4 our Supreme Court to preside over probate cases across 5 the state when a probate judge has a conflict or has 6 some reason to recuse himself or herself. And I've 7 been doing that for quite a long time as well. 8 Also, I take being a judge very seriously. I 9 try to be as fair and impartial as I possibly can in 10 each and every case that I hear. And I would like the 11 opportunity to apply those skills that I have learned 12 over the years as being a practicing attorney and also 13 a judge. I would like to apply those skills in the 14 Circuit Court arena. I feel like I can be of some 15 assistance in improving the Circuit Court and the 16 judicial process in the Circuit Court. And lastly, I 17 truly enjoy being a judge. I take being a judge very 18 seriously. 19 Q. Thank you. 20 Are there any areas including subjective 21 areas of the law, Judge Hocker, that you would need to 22 additionally prepare for in order to serve as a Circuit 23 Court judge, and, if so, how would you handle that 24 additional preparation? 25 A. Ms. Wells, I don't believe there's any 0133 1 particular area they would be deficient in. Certainly 2 a judge as well as a lawyer needs to constantly read 3 the law, keep up with recent cases, recent statutory 4 changes. So that's an ongoing process that any judge 5 would have to certainly be very cautious of and be 6 attune to. But, again, I don't think there's any 7 particular one area that I would be deficient in that I 8 would need to upgrade, so to speak. 9 Q. Would you explain to the members of the 10 commission what you think is appropriate demeanor of a 11 Circuit Court judge. 12 A. Well, by all means, a judge, whether it's a 13 Circuit Court judge or otherwise, must always be 14 courteous and respectful to the attorneys as well as 15 the litigants. And also a circuit judge must always be 16 fair and come across as being fair to the litigants and 17 to the attorneys. There's nothing worse than a judge 18 being disrespectful to a lawyer or a litigant in open 19 court. And so I think it's of utmost importance to a 20 circuit judge to have that right kind of judicial 21 temperament and demeanor in the courtroom at all times. 22 And even outside the courtroom as well. 23 Q. Judge Hocker, what suggestions would you 24 offer to the commission for improving the backlog of 25 cases on the docket in Circuit Court, both for the 0134 1 common pleas and the general sessions? 2 A. Well, in general sessions, I think a circuit 3 judge needs to be more involved in the docket and the 4 scheduling of cases. I'm not an advocate of the 5 Circuit Court taking over the criminal docket. I think 6 that needs to remain with the solicitor. But I think 7 the circuit judges need to be more involved with the 8 solicitor in the scheduling of cases. 9 And on the civil side, I think the Circuit 10 Court needs to be more involved with the local bar in 11 each circuit in the disposal and handling of the 12 various cases. 13 And, too, I think the circuit judge needs to 14 be on time when court starts. And I think the circuit 15 judge needs to put in a full day's work. And I think 16 that would, to some extent, help with the backlog of 17 cases. 18 Q. A few housekeeping issues. Have you sought 19 or received the pledge of any legislator prior to this 20 date? 21 A. No, ma'am. 22 Q. Have you sought or been offered a conditional 23 pledge of support of any legislator pending the outcome 24 of your screening? 25 A. No, ma'am. 0135 1 Q. Have you asked any third parties to contact 2 members of the General Assembly on your behalf? 3 A. No, ma'am. 4 Q. Have you contacted any members of this 5 commission? 6 A. No, ma'am. 7 Q. Do you understand you're prohibited from 8 seeking a pledge of commitment until 48 hours after the 9 formal release of the commission's report? 10 A. I understand that. 11 Q. Have you reviewed the commission's guidelines 12 on pledging? 13 A. I have. 14 Q. And as a follow up, are you aware of the 15 penalties for violating the pledging rules, that is, it 16 is a misdemeanor and upon conviction, the violator must 17 be fined not more than $1,000 or imprisoned not more 18 than 90 days? 19 A. I'm aware of that. 20 MS. WELLS: Members of the Commission, 21 Mr. Chairman, I would note that the Piedmont Citizen's 22 Committee found Judge Hocker is qualified in the 23 following categories: constitutional qualifications, 24 ethical fitness, professional and academic ability, 25 character, reputation, experience, and judicial 0136 1 temperament. He was found well qualified for the 2 following categories: physical health and mental 3 stability. 4 The committee stated, "We find Mr. Hocker 5 qualified for the office he is seeking. The decision 6 of the committee was unanimous." 7 I would also note for the record that any 8 concerns that were raised during the investigation 9 regarding the candidate were incorporated into the 10 questioning of Judge Hocker today. And I have no 11 further questions. 12 SEN. MCCONNELL: All right. Let's see if any 13 member of the commission has any questions? 14 Thank you. I want to thank you for 15 addressing demeanor in the courtroom. 16 JUDGE HOCKER: Thank you, sir. 17 SEN. MCCONNELL: Thank you, sir. 18 All right. With that, that concludes this 19 portion of our screening process. As you know, the 20 record will remain open until the report is published. 21 And you may be called back at such time as the need 22 arises. That's not to indicate there is anything 23 open-ended, but we do keep the record open until the 24 final minute. 25 I want to remind you of the 48-Hour Rule and 0137 1 ask you to be so mindful of it that if anyone inquires 2 with you about whether or not they may advocate in the 3 event that we were to screen you out, that you remind 4 them of the 48-Hour Rule. 5 With that, we thank you for offering. And we 6 are delighted to have both of you here today. And you 7 all have a nice day. 8 JUDGE HOCKER: Thank you. 9 SEN. MCCONNELL: Thank you. 10 That concludes our morning. We will stand in 11 recess until 1:30. 12 (The hearing recessed at 12:57 p.m.) 13 14 15 16 17 18 19 20 21 22 23 24 25 0138 1 CERTIFICATE OF REPORTER 2 I, Sheri L. Byers, Registered Professional Reporter and Notary Public for the 3 State of South Carolina at Large, do hereby certify: 4 That the foregoing proceedings was taken before me on the date and at the time 5 mentioned on page 1 and the proceedings were recorded stenographically by me and were thereafter 6 transcribed under my direction; that the foregoing transcript as typed is a true, accurate and 7 complete record of the proceedings to the best of my ability. 8 I further certify that I am neither related to nor counsel for any party to the cause 9 pending or interested in the events thereof. Witness my hand, I have hereunto 10 affixed my official seal this 11th day of November, 2009, at Columbia, Richland County, South Carolina. 11 12 ______________________________ 13 Sheri L. Byers, Registered Professional Reporter, 14 Notary Public State of South Carolina at Large 15 My Commission expires: January 5, 2014 16 17 18 19 20 21 22 23 24 25 0139 1 I N D E X 2 CANDIDATE Page 3 THE HONORABLE DONALD W. BEATTY 10 4 THE HONORABLE JOHN CANNON FEW 17 5 THE HONORABLE THOMAS E. HUFF 32 6 THE HONORABLE ALISON RENEE LEE 51 7 THE HONORABLE DANIEL F. PIEPER 68 8 THE HONORABLE PAUL E. SHORT 81 9 THE HONORABLE FRANK ROBERT ADDY JR. 100 10 MR. BRYAN ABLE 114 11 THE HONORABLE DONALD BRUCE HOCKER 128 12 13 14 15 16 17 18 19 20 21 22 23 24 25 0140 1 E X H I B I T S 2 Page 3 1 Citizens Committee Report for 5 Supreme Court 4 2 Citizens Committee Report for 6 5 At-Large Court 6 3 Citizens Committee Report for 6 Circuit Court 7 4 Citizens Committee Report for 6 8 Master in Equity 9 5 Citizens Committee Report for 6 Court of Appeals 10 6 Personal Data Questionnaire of 12 11 The Honorable Donald W. Beatty 12 7 Sworn Statement of The Honorable 13 Donald W. Beatty 13 8 Personal Data Questionnaire of 19 14 The Honorable John Cannon Few 15 9 Sworn Statement of 19 The Honorable John Cannon Few 16 10 Personal Data Questionnaire of 34 17 The Honorable Thomas E. Huff 18 11 Sworn Statement of The Honorable 35 Thomas E. Huff 19 12 Personal Data Questionnaire of 54 20 The Honorable Alison Renee Lee 21 13 Sworn Statement of The Honorable 54 Alison Renee Lee 22 14 Personal Data Questionnaire of 70 23 The Honorable Daniel F. Pieper 24 15 Sworn Statement of The Honorable 71 Daniel F. Pieper 25 0141 1 EXHIBITS CONTINUED Page 2 16 Personal Data Questionnaire of 83 The Honorable Paul E. Short 3 17 Sworn Statement of 84 4 The Honorable Paul E. Short 5 18 Personal Data Questionnaire of 103 The Honorable Frank Robert Addy Jr. 6 19 Sworn Statement of The Honorable 104 7 Frank Robert Addy Jr. 8 20 Personal Data Questionnaire of 116 Bryan Able 9 21 Sworn Statement of Bryan Able 117 10 22 Personal Data Questionnaire of 130 11 The Honorable Donald Bruce Hocker 12 23 Sworn Statement of The Honorable 131 Donald Bruce Hocker 13 14 15 16 17 18 19 20 21 22 23 24 25