Current Status Introducing Body:House Bill Number:3869 Ratification Number:115 Act Number:263 Primary Sponsor:Committee (26) Type of Legislation:JR Subject:Regulations approved Date Bill Passed both Bodies:19930504 Computer Document Number:GJK/20054AC.93 Governor's Action:S Date of Governor's Action:19930514 Introduced Date:19930407 Last History Body:------ Last History Date:19930514 Last History Type:Act No. 263 Scope of Legislation:Statewide Sponsor Committee:Labor, Commerce and Industry Sponsor Committee Number:26 Type of Legislation:Joint Resolution
Bill Body Date Action Description CMN Leg Involved ---- ------ ------------ ------------------------------ --- ------------ 3869 ------ 19930514 Act No. 263 3869 ------ 19930514 Signed by Governor 3869 ------ 19930511 Ratified R 115 3869 Senate 19930504 Read third time, enrolled for ratification 3869 Senate 19930429 Read second time 3869 Senate 19930428 Recalled from Committee, 02 placed on Calendar 3869 Senate 19930421 Introduced, read first time, 02 referred to Committee 3869 House 19930420 Read third time, sent to Senate 3869 House 19930415 Read second time 3869 House 19930407 Introduced, read first timeView additional legislative information at the LPITS web site.
(A263, R115, H3869)
A JOINT RESOLUTION TO APPROVE REGULATIONS OF THE SECRETARY OF STATE, SECURITIES DIVISION, RELATING TO DISHONEST OR UNETHICAL PRACTICES BY INVESTMENT ADVISERS, DESIGNATED AS REGULATION DOCUMENT NUMBER 1509, PURSUANT TO THE PROVISIONS OF ARTICLE 1, CHAPTER 23, TITLE 1 OF THE 1976 CODE.
Be it enacted by the General Assembly of the State of South Carolina:
Regulations approved
SECTION 1. The regulations of the Secretary of State, Securities Division, relating to Dishonest or Unethical Practices by Investment Advisers, designated as Regulation Document Number 1509, and submitted to the General Assembly pursuant to the provisions of Article 1, Chapter 23, Title 1 of the 1976 Code, are approved.
Time effective
SECTION 2. This joint resolution takes effect upon approval by the Governor.
Approved the 14th day of May, 1993.