South Carolina General Assembly
110th Session, 1993-1994

Bill 526

                    Current Status
Introducing Body:               Senate
Bill Number:                    526
Ratification Number:            89
Act Number:                     251
Primary Sponsor:                Committee (02)
Type of Legislation:            JR
Subject:                        Regulations approved
Date Bill Passed both Bodies:   19930420
Computer Document Number:       GJK/20034AC.93
Governor's Action:              S
Date of Governor's Action:      19930513
Introduced Date:                19930309
Last History Body:              ------
Last History Date:              19930513
Last History Type:              Act No. 251
Scope of Legislation:           Statewide
Sponsor Committee:              Banking and Insurance
Sponsor Committee Number:       02
Type of Legislation:            Joint
                                Resolution
History

Bill   Body    Date          Action Description              CMN  Leg Involved
----   ------  ------------  ------------------------------  ---  ------------
526    ------  19930513      Act No. 251
526    ------  19930513      Signed by Governor
526    ------  19930511      Ratified R 89
526    House   19930420      Read third time, enrolled for
                             ratification
526    House   19930415      Read second time
526    House   19930414      Debate adjourned until
                             Thursday, April 15, 1993
526    House   19930407      Committee Report: Favorable     26
526    House   19930316      Introduced, read first time,    26
                             referred to Committee
526    Senate  19930312      Read third time, sent to House
526    Senate  19930311      Read second time, unanimous
                             consent for third reading on
                             Friday, March 12, 1993
526    Senate  19930309      Introduced, read first time,
                             placed on Calendar without
                             reference
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(Text matches printed bills. Document has been reformatted to meet World Wide Web specifications.)

(A251, R89, S526)

A JOINT RESOLUTION TO APPROVE REGULATIONS OF THE SECRETARY OF STATE (SECURITIES DIVISION), RELATING TO DISHONEST OR UNETHICAL PRACTICES BY BROKER-DEALERS AND AGENTS, DESIGNATED AS REGULATION DOCUMENT NUMBER 1511, PURSUANT TO THE PROVISIONS OF ARTICLE 1, CHAPTER 23, TITLE 1 OF THE 1976 CODE.

Be it enacted by the General Assembly of the State of South Carolina:

Regulations approved

SECTION 1. The regulations of the Secretary of State (Securities Division), relating to Dishonest or Unethical Practices by Broker-Dealers and Agents, designated as Regulation Document Number 1511, and submitted to the General Assembly pursuant to the provisions of Article 1, Chapter 23, Title 1 of the 1976 Code, are approved.

Time effective

SECTION 2. This joint resolution takes effect upon approval by the Governor.

Approved the 13th day of May, 1993.