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A331, R366, S1363
Sponsors: Senator Martin
Document Path: l:\s-jud\bills\martin\jud0081.lam.doc
Introduced in the Senate on April 20, 2006
Introduced in the House on May 2, 2006
Passed by the General Assembly on May 31, 2006
Became law without Governor's signature, June 7, 2006
Summary: Broker-dealer renewal fee
HISTORY OF LEGISLATIVE ACTIONS
Date Body Action Description with journal page number ------------------------------------------------------------------------------- 4/20/2006 Senate Introduced, read first time, placed on calendar without reference SJ-3 4/26/2006 Senate Read second time SJ-32 4/27/2006 Senate Read third time and sent to House SJ-33 5/2/2006 House Introduced and read first time HJ-23 5/2/2006 House Referred to Committee on Labor, Commerce and Industry HJ-23 5/24/2006 House Recalled from Committee on Labor, Commerce and Industry HJ-74 5/24/2006 House Referred to Committee on Judiciary HJ-74 5/25/2006 House Recalled from Committee on Judiciary HJ-36 5/30/2006 House Read second time HJ-168 5/31/2006 House Read third time and enrolled HJ-30 5/31/2006 Ratified R 366 6/7/2006 Became law without Governor's signature 6/12/2006 Copies available 6/12/2006 Effective date 06/07/06 6/16/2006 Act No. 331
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VERSIONS OF THIS BILL
(A331, R366, S1363)
AN ACT TO AMEND SECTION 35-1-405, CODE OF LAWS OF SOUTH CAROLINA, 1976, RELATING TO THE SOUTH CAROLINA UNIFORM SECURITIES ACT OF 2005, FEDERAL COVERED INVESTMENT ADVISER NOTICE FILING REQUIREMENTS, SO AS TO PROVIDE THE CORRECT CITATION; AND TO AMEND SECTION 35-1-702, RELATING TO FEES, SO AS TO PROVIDE THAT THE CORRECT FEE FOR A BROKER-DEALER RENEWAL IS ONE HUNDRED TEN DOLLARS.
Be it enacted by the General Assembly of the State of South Carolina:
SECTION 1. Section 35-1-405(c) of the 1976 Code, as added by Act 110 of 2005, is amended to read:
"(c) A person acting as a federal covered investment adviser, not excluded under subsection (b), shall file a notice, a consent to service of process complying with Section 35-1-611, and such records as have been filed with the Securities and Exchange Commission under the Investment Advisers Act of 1940 required by rule adopted or order issued under this chapter and pay the fees specified in Section 35-1-410(a)."
SECTION 2. Section 35-1-702(a)(9) of the 1976 Code, as added by Act 110 of 2005, is amended to read:
"(9) Broker-Dealer Agent (renewal or change of registration filing fee): One hundred ten dollars"
SECTION 3. This act takes effect upon approval by the Governor.
Ratified the 31st day of May, 2006.
Became law without the signature of the Governor -- 6/7/06.
This web page was last updated on Friday, December 4, 2009 at 3:36 P.M.