South Carolina Legislature


Session 110 - (1993-1994)Printer Friendly
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S*0665 (Rat #0520, Act #0466 of 1994) General Bill, By Leventis
    A Bill to amend Section 35-1-440, as amended, Code of Laws of South Carolina, 1976, relating to applications for registration of a securities broker-dealer, agent, investment advisor, or investment advisor representative, so as to require a criminal record history from the South Carolina Law Enforcement Division at the rate provided by law for all initial applicants who are not members of the National Association of Securities Dealers and require all misdemeanor activities involving securities and all felonies within ten years of the date of the application to be noted on the registration, to amend Section 40-68-40, relating to qualifications of a controlling person for purposes of staff leasing services, so as to require fingerprinting of each applicant and controlling person and provide for examination of law enforcement records only if necessary, and to amend Section 33-15-103, as amended, relating to a foreign corporation's certificate of authority to transact business in this State, so as to delete the requirement that the application for the certificate must be signed by an attorney licensed to practice in this State.-amended title
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04/13/93Senate Introduced and read first time SJ-7
04/13/93Senate Referred to Committee on Banking and Insurance SJ-7
03/30/94Senate Committee report: Favorable with amendment Banking and Insurance SJ-16
03/31/94Senate Amended SJ-315
03/31/94Senate Read second time SJ-315
04/05/94Senate Read third time and sent to House SJ-11
04/06/94House Introduced and read first time HJ-33
04/06/94House Referred to Committee on Labor, Commerce and Industry HJ-33
05/04/94House Committee report: Favorable Labor, Commerce and Industry HJ-10
05/25/94House Amended HJ-16
05/25/94House Debate adjourned until Thursday, May 26, 1994 HJ-17
05/26/94House Amended HJ-41
05/26/94House Read second time HJ-41
05/26/94House Unanimous consent for third reading on next legislative day HJ-42
05/27/94House Read third time and returned to Senate with amendments HJ-1
05/31/94Senate Concurred in House amendment and enrolled SJ-10
06/02/94 Ratified R 520
07/14/94 Signed By Governor
07/14/94 Act No. 466
07/14/94 See act for exception to or explanation of effective date
07/26/94 Copies available

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